RFC8739

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Internet Engineering Task Force (IETF) Y. Sheffer Request for Comments: 8739 Intuit Category: Standards Track D. Lopez ISSN: 2070-1721 O. Gonzalez de Dios

                                                      A. Pastor Perales
                                                         Telefonica I+D
                                                             T. Fossati
                                                                    ARM
                                                             March 2020


Support for Short-Term, Automatically Renewed (STAR) Certificates in the

         Automated Certificate Management Environment (ACME)

Abstract

  Public key certificates need to be revoked when they are compromised,
  that is, when the associated private key is exposed to an
  unauthorized entity.  However, the revocation process is often
  unreliable.  An alternative to revocation is issuing a sequence of
  certificates, each with a short validity period, and terminating the
  sequence upon compromise.  This memo proposes an Automated
  Certificate Management Environment (ACME) extension to enable the
  issuance of Short-Term, Automatically Renewed (STAR) X.509
  certificates.

Status of This Memo

  This is an Internet Standards Track document.
  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.
  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8739.

Copyright Notice

  Copyright (c) 2020 IETF Trust and the persons identified as the
  document authors.  All rights reserved.
  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
    1.1.  Name Delegation Use Case
    1.2.  Terminology
    1.3.  Conventions Used in This Document
  2.  Protocol Flow
    2.1.  Bootstrap
    2.2.  Auto Renewal
    2.3.  Termination
  3.  Protocol Details
    3.1.  ACME Extensions
      3.1.1.  Extending the Order Resource
      3.1.2.  Canceling an Auto-renewal Order
    3.2.  Capability Discovery
    3.3.  Fetching the Certificates
    3.4.  Negotiating an Unauthenticated GET
    3.5.  Computing notBefore and notAfter of STAR Certificates
      3.5.1.  Example
  4.  Operational Considerations
    4.1.  The Meaning of "Short Term" and the Impact of Skewed Clocks
    4.2.  Impact on Certificate Transparency (CT) Logs
    4.3.  HTTP Caching and Dependability
  5.  IANA Considerations
    5.1.  New Registries
    5.2.  New Error Types
    5.3.  New Fields in Order Objects
    5.4.  Fields in the "auto-renewal" Object within an Order Object
    5.5.  New Fields in the "meta" Object within a Directory Object
    5.6.  Fields in the "auto-renewal" Object within a Directory
          Metadata Object
    5.7.  Cert-Not-Before and Cert-Not-After HTTP Headers
  6.  Security Considerations
    6.1.  No Revocation
    6.2.  Denial-of-Service Considerations
    6.3.  Privacy Considerations
  7.  References
    7.1.  Normative References
    7.2.  Informative References
  Acknowledgments
  Authors' Addresses

1. Introduction

  The ACME protocol [RFC8555] automates the process of issuing a
  certificate to a named entity (an Identifier Owner or IdO).
  Typically, but not always, the identifier is a domain name.
  If the IdO wishes to obtain a string of short-term certificates
  originating from the same private key (see [TOPALOVIC] about why
  using short-lived certificates might be preferable to explicit
  revocation), she must go through the whole ACME protocol each time a
  new short-term certificate is needed, e.g., every 2-3 days.  If done
  this way, the process would involve frequent interactions between the
  registration function of the ACME Certification Authority (CA) and
  the identity provider infrastructure (e.g., DNS, web servers),
  therefore making the issuance of short-term certificates exceedingly
  dependent on the reliability of both.
  This document presents an extension of the ACME protocol that
  optimizes this process by making short-term certificates first-class
  objects in the ACME ecosystem.  Once the Order for a string of short-
  term certificates is accepted, the CA is responsible for publishing
  the next certificate at an agreed upon URL before the previous one
  expires.  The IdO can terminate the automatic renewal before the
  negotiated deadline if needed, e.g., on key compromise.
  For a more generic treatment of STAR certificates, readers are
  referred to [SHORT-TERM-CERTS].

1.1. Name Delegation Use Case

  The proposed mechanism can be used as a building block of an
  efficient name-delegation protocol, for example, one that exists
  between a Content Distribution Network (CDN) or a cloud provider and
  its customers [STAR-DELEGATION].  At any time, the service customer
  (i.e., the IdO) can terminate the delegation by simply instructing
  the CA to stop the automatic renewal and letting the currently active
  certificate expire shortly thereafter.
  Note that in the name delegation use case, the delegated entity needs
  to access the auto-renewed certificate without being in possession of
  the ACME account key that was used for initiating the STAR issuance.
  This leads to the optional use of unauthenticated GET in this
  protocol (Section 3.4).

1.2. Terminology

  IdO     Identifier Owner, the owner of an identifier, e.g., a domain
          name, a telephone number, etc.
  STAR    Short-Term, Automatically Renewed X.509 certificates.

1.3. Conventions Used in This Document

  The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
  "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
  "OPTIONAL" in this document are to be interpreted as described in
  BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
  capitals, as shown here.

2. Protocol Flow

  The following subsections describe the three main phases of the
  protocol:
  *  Bootstrap: the IdO asks an ACME CA to create a short-term,
     automatically renewed (STAR) certificate (Section 2.1);
  *  Auto-renewal: the ACME CA periodically reissues the short-term
     certificate and posts it to the star-certificate URL
     (Section 2.2);
  *  Termination: the IdO requests the ACME CA to discontinue the
     automatic renewal of the certificate (Section 2.3).

2.1. Bootstrap

  The IdO, in its role as an ACME client, requests the CA to issue a
  STAR certificate, i.e., one that:
  *  Has a short validity, e.g., 24 to 72 hours.  Note that the exact
     definition of "short" depends on the use case;
  *  Is automatically renewed by the CA for a certain period of time;
  *  Is downloadable from a (highly available) location.
  Other than that, the ACME protocol flows as usual between IdO and CA.
  In particular, IdO is responsible for satisfying the requested ACME
  challenges until the CA is willing to issue the requested
  certificate.  Per normal ACME processing, the IdO is given back an
  Order resource associated with the STAR certificate to be used in
  subsequent interaction with the CA (e.g., if the certificate needs to
  be terminated.)
  The bootstrap phase ends when the ACME CA updates the Order resource
  to include the URL for the issued STAR certificate.

2.2. Auto Renewal

  The CA issues the initial certificate after the authorization
  completes successfully.  It then automatically reissues the
  certificate using the same Certificate Signing Request (CSR) (and
  therefore the same identifier and public key) before the previous one
  expires and publishes it to the URL that was returned to the IdO at
  the end of the bootstrap phase.  The certificate user, which could be
  either the IdO itself or a delegated third party as described in
  [STAR-DELEGATION], obtains the certificate (Section 3.3) and uses it.
  The auto-renewal process (Figure 1) goes on until either:
  *  IdO explicitly terminates the automatic renewal (Section 2.3); or
  *  Automatic renewal expires.
     Certificate             ACME/STAR
     User                    Server
     |     Retrieve cert     |                     [...]
     |---------------------->|                      |
     |                       +------.              /
     |                       |      |             /
     |                       | Automatic renewal :
     |                       |      |             \
     |                       |<-----'              \
     |     Retrieve cert     |                      |
     |---------------------->|            short validity period
     |                       |                      |
     |                       +------.              /
     |                       |      |             /
     |                       | Automatic renewal :
     |                       |      |             \
     |                       |<-----'              \
     |     Retrieve cert     |                      |
     |---------------------->|            short validity period
     |                       |                      |
     |                       +------.              /
     |                       |      |             /
     |                       | Automatic renewal :
     |                       |      |             \
     |                       |<-----'              \
     |                       |                      |
     |         [...]         |                    [...]
                          Figure 1: Auto-renewal

2.3. Termination

  The IdO may request early termination of the STAR certificate by
  sending a cancellation request to the Order resource as described in
  Section 3.1.2.  After the CA receives and verifies the request, it
  shall:
  *  Cancel the automatic renewal process for the STAR certificate;
  *  Change the certificate publication resource to return an error
     indicating the termination of the issuance;
  *  Change the status of the Order to "canceled".
  Note that it is not necessary to explicitly revoke the short-term
  certificate.
     Certificate                                     ACME/STAR
     User                    IdO                     Server
     |                       |                       |
     |                       |      Cancel Order     |
     |                       +---------------------->|
     |                       |                       +-------.
     |                       |                       |       |
     |                       |                       | End auto-renewal
     |                       |                       | Remove cert link
     |                       |                       | etc.
     |                       |                       |       |
     |                       |         Done          |<------'
     |                       |<----------------------+
     |                       |                       |
     |                                               |
     |              Retrieve cert                    |
     +---------------------------------------------->|
     |              Error: autoRenewalCanceled       |
     |<----------------------------------------------+
     |                                               |
                          Figure 2: Termination

3. Protocol Details

  This section describes the protocol details, namely the extensions to
  the ACME protocol required to issue STAR certificates.

3.1. ACME Extensions

  This protocol extends the ACME protocol to allow for automatically
  renewed Orders.

3.1.1. Extending the Order Resource

  The Order resource is extended with a new "auto-renewal" object that
  MUST be present for STAR certificates.  The "auto-renewal" object has
  the following structure:
  *  start-date (optional, string): The earliest date of validity of
     the first certificate issued, in [RFC3339] format.  When omitted,
     the start date is as soon as authorization is complete.
  *  end-date (required, string): The latest date of validity of the
     last certificate issued, in [RFC3339] format.
  *  lifetime (required, integer): The maximum validity period of each
     STAR certificate, an integer that denotes a number of seconds.
     This is a nominal value that does not include any extra validity
     time due to server or client adjustment (see below).
  *  lifetime-adjust (optional, integer): The amount of "left pad"
     added to each STAR certificate, an integer that denotes a number
     of seconds.  The default is 0.  If present, the value of the
     notBefore field that would otherwise appear in the STAR
     certificates is pre-dated by the specified number of seconds.  See
     Section 4.1 for why a client might want to use this control, and
     Section 3.5 for how the effective certificate lifetime is
     computed.  The value reflected by the server, together with the
     value of the lifetime attribute, can be used by the client as a
     hint to configure its polling timer.
  *  allow-certificate-get (optional, boolean): See Section 3.4.
  These attributes are included in a POST message when creating the
  Order as part of the object encoded as "payload".  They are returned
  when the Order has been created.  The ACME server MAY adjust them at
  will according to its local policy (see also Section 3.2).
  The optional notBefore and notAfter fields defined in Section 7.1.3
  of [RFC8555] MUST NOT be present in a STAR Order.  If they are
  included, the server MUST return an error with status code 400 (Bad
  Request) and type "malformedRequest".
  Section 7.1.6 of [RFC8555] defines the following values for the Order
  resource's status: "pending", "ready", "processing", "valid", and
  "invalid".  In the case of auto-renewal Orders, the status MUST be
  "valid" as long as STAR certificates are being issued.  This document
  adds a new status value: "canceled" (see Section 3.1.2).
  A STAR certificate is by definition a dynamic resource, i.e., it
  refers to an entity that varies over time.  Instead of overloading
  the semantics of the "certificate" attribute, this document defines a
  new attribute, "star-certificate", to be used instead of
  "certificate".
  *  star-certificate (optional, string): A URL for the (rolling) STAR
     certificate that has been issued in response to this Order.

3.1.2. Canceling an Auto-renewal Order

  An important property of the auto-renewal Order is that it can be
  canceled by the IdO with no need for certificate revocation.  To
  cancel the Order, the ACME client sends a POST to the Order URL as
  shown in Figure 3.
    POST /acme/order/ogfr8EcolOT HTTP/1.1
    Host: example.com
    Content-Type: application/jose+json
    {
      "protected": base64url({
        "alg": "ES256",
        "kid": "https://example.com/acme/acct/gw06UNhKfOve",
        "nonce": "Alc00Ap6Rt7GMkEl3L1JX5",
        "url": "https://example.com/acme/order/ogfr8EcolOT"
      }),
      "payload": base64url({
        "status": "canceled"
      }),
      "signature": "g454e3hdBlkT4AEw...nKePnUyZTjGtXZ6H"
    }
                Figure 3: Canceling an Auto-renewal Order
  After a successful cancellation, the server MUST NOT issue any
  additional certificates for this Order.
  When the Order is canceled, the server:
  *  MUST update the status of the Order resource to "canceled" and
     MUST set an appropriate "expires" date;
  *  MUST respond with 403 (Forbidden) to any requests to the star-
     certificate endpoint.  The response SHOULD provide additional
     information using a problem document [RFC7807] with type
     "urn:ietf:params:acme:error:autoRenewalCanceled".
  Issuing a cancellation for an Order that is not in "valid" state is
  not allowed.  A client MUST NOT send such a request, and a server
  MUST return an error response with status code 400 (Bad Request) and
  type "urn:ietf:params:acme:error:autoRenewalCancellationInvalid".
  The state machine described in Section 7.1.6 of [RFC8555] is extended
  as illustrated in Figure 4.
      pending --------------+
         |                  |
         | All authz        |
         | "valid"          |
         V                  |
       ready ---------------+
         |                  |
         | Receive          |
         | finalize         |
         | request          |
         V                  |
     processing ------------+
         |                  |
         | First            |
         | certificate      | Error or
         | issued           | Authorization failure
         |                  |
         |                  V
         |               invalid
         V
       valid----------------+
         |                  |
         | STAR             |
         | Certificate      | Natural
         | canceled         | Expiration
         V                  |
      canceled             ='=
            Figure 4: State Transitions for STAR Order Objects
  Explicit certificate revocation using the revokeCert interface
  (Section 7.6 of [RFC8555]) is not supported for STAR certificates.  A
  server receiving a revocation request for a STAR certificate MUST
  return an error response with status code 403 (Forbidden) and type
  "urn:ietf:params:acme:error:autoRenewalRevocationNotSupported".

3.2. Capability Discovery

  In order to support the discovery of STAR capabilities, the "meta"
  field inside the directory object defined in Section 9.7.6 of
  [RFC8555] is extended with a new "auto-renewal" object.  The "auto-
  renewal" object MUST be present if the server supports STAR.  Its
  structure is as follows:
  *  min-lifetime (required, integer): Minimum acceptable value for
     auto-renewal lifetime, in seconds.
  *  max-duration (required, integer): Maximum allowed delta between
     the end-date and start-date attributes of the Order's auto-renewal
     object.
  *  allow-certificate-get (optional, boolean): See Section 3.4.
  An example directory object advertising STAR support with one-day
  min-lifetime and one-year max-duration and supporting certificate
  fetching with an HTTP GET is shown in Figure 5.
   {
      "new-nonce": "https://example.com/acme/new-nonce",
      "new-account": "https://example.com/acme/new-account",
      "new-order": "https://example.com/acme/new-order",
      "new-authz": "https://example.com/acme/new-authz",
      "revoke-cert": "https://example.com/acme/revoke-cert",
      "key-change": "https://example.com/acme/key-change",
      "meta": {
        "terms-of-service": "https://example.com/acme/terms/2017-5-30",
        "website": "https://www.example.com/",
        "caa-identities": ["example.com"],
        "auto-renewal": {
          "min-lifetime": 86400,
          "max-duration":  31536000,
          "allow-certificate-get": true
        }
      }
   }
               Figure 5: Directory Object with STAR Support

3.3. Fetching the Certificates

  The certificate is fetched from the star-certificate endpoint with
  POST-as-GET as per Section 7.4.2 of [RFC8555] unless the client and
  server have successfully negotiated the "unauthenticated GET" option
  described in Section 3.4.  In such case, the client can simply issue
  a GET to the star-certificate resource without authenticating itself
  to the server as illustrated in Figure 6.
    GET /acme/cert/g7m3ZQeTEqa HTTP/1.1
    Host: example.com
    Accept: application/pem-certificate-chain
    HTTP/1.1 200 OK
    Content-Type: application/pem-certificate-chain
    Link: <https://example.com/acme/some-directory>;rel="index"
    Cert-Not-Before: Thu, 3 Oct 2019 00:00:00 GMT
    Cert-Not-After: Thu, 10 Oct 2019 00:00:00 GMT
    -----BEGIN CERTIFICATE-----
    [End-entity certificate contents]
    -----END CERTIFICATE-----
    -----BEGIN CERTIFICATE-----
    [Issuer certificate contents]
    -----END CERTIFICATE-----
    -----BEGIN CERTIFICATE-----
    [Other certificate contents]
    -----END CERTIFICATE-----
      Figure 6: Fetching a STAR Certificate with Unauthenticated GET
  The server SHOULD include the "Cert-Not-Before" and "Cert-Not-After"
  HTTP header fields in the response.  When they exist, they MUST be
  equal to the respective fields inside the end-entity certificate.
  Their format is "HTTP-date" as defined in Section 7.1.1.2 of
  [RFC7231].  Their purpose is to enable client implementations that do
  not parse the certificate.
  The following are further clarifications regarding usage of these
  header fields as per Section 8.3.1 of [RFC7231].  All apply to both
  headers.
  *  This header field is a single value, not a list.
  *  The header field is used only in responses to GET, HEAD, and POST-
     as-GET requests, and only for MIME types that denote public key
     certificates.
  *  Header field semantics are independent of context.
  *  The header field is not hop-by-hop.
  *  Intermediaries MAY insert or delete the value;
  *  If an intermediary inserts the value, it MUST ensure that the
     newly added value matches the corresponding value in the
     certificate.
  *  The header field is not appropriate for a Vary field.
  *  The header field is allowed within message trailers.
  *  The header field is not appropriate within redirects.
  *  The header field does not introduce additional security
     considerations.  It discloses in a simpler form information that
     is already available inside the certificate.
  To improve robustness, the next certificate MUST be made available by
  the ACME CA at the URL indicated by "star-certificate" halfway
  through the lifetime of the currently active certificate at the
  latest.  It is worth noting that this has an implication in case of
  cancellation; in fact, from the time the next certificate is made
  available, the cancellation is not completely effective until the
  "next" certificate also expires.  To avoid the client accidentally
  entering a broken state, the notBefore of the "next" certificate MUST
  be set so that the certificate is already valid when it is published
  at the "star-certificate" URL.  Note that the server might need to
  increase the auto-renewal lifetime-adjust value to satisfy the latter
  requirement.  For a detailed description of the renewal scheduling
  logic, see Section 3.5.  For further rationale on the need for
  adjusting the certificate validity, see Section 4.1.
  The server MUST NOT issue any certificates for this Order with
  notAfter after the auto-renewal end-date.
  For expired Orders, the server MUST respond with 403 (Forbidden) to
  any requests to the star-certificate endpoint.  The response SHOULD
  provide additional information using a problem document [RFC7807]
  with type "urn:ietf:params:acme:error:autoRenewalExpired".  Note that
  the Order resource's state remains "valid", as per the base protocol.

3.4. Negotiating an Unauthenticated GET

  In order to enable the name delegation workflow defined in
  [STAR-DELEGATION] and to increase the reliability of the STAR
  ecosystem (see Section 4.3 for details), this document defines a
  mechanism that allows a server to advertise support for accessing
  star-certificate resources via unauthenticated GET (in addition to
  POST-as-GET), and a client to enable this service with per-Order
  granularity.
  Specifically, a server states its availability to grant
  unauthenticated access to a client's Order star-certificate by
  setting the allow-certificate-get attribute to "true" in the auto-
  renewal object of the meta field inside the directory object:
  *  allow-certificate-get (optional, boolean): If this field is
     present and set to "true", the server allows GET (and HEAD)
     requests to star-certificate URLs.
  A client states its desire to access the issued star-certificate via
  unauthenticated GET by adding an allow-certificate-get attribute to
  the auto-renewal object of the payload of its newOrder request and
  setting it to "true".
  *  allow-certificate-get (optional, boolean): If this field is
     present and set to "true", the client requests the server to allow
     unauthenticated GET (and HEAD) to the star-certificate associated
     with this Order.
  If the server accepts the request, it MUST reflect the attribute
  setting in the resulting order object.
  Note that even when the use of unauthenticated GET has been agreed
  upon, the server MUST also allow POST-as-GET requests to the star-
  certificate resource.

3.5. Computing notBefore and notAfter of STAR Certificates

  We define "nominal renewal date" as the point in time when a new
  short-term certificate for a given STAR Order is due.  Its cadence is
  a multiple of the Order's auto-renewal lifetime that starts with the
  issuance of the first short-term certificate and is upper-bounded by
  the Order's auto-renewal end-date (Figure 7).
      T      - STAR Order's auto-renewal lifetime
      end    - STAR Order's auto-renewal end-date
      nrd[i] - nominal renewal date of the i-th STAR certificate


                   .- T -.   .- T -.   .- T -.   .__.
                  /       \ /       \ /       \ /  end
      -----------o---------o---------o---------o----X-------> t
                nrd[0]    nrd[1]    nrd[2]    nrd[3]
                      Figure 7: Nominal Renewal Date
  The rules to determine the notBefore and notAfter values of the i-th
  STAR certificate are as follows:
      notAfter  = min(nrd[i] + T, end)
      notBefore = nrd[i] - max(adjust_client, adjust_server)
  Where "adjust_client" is the minimum value between the auto-renewal
  lifetime-adjust value ("la"), optionally supplied by the client, and
  the auto-renewal lifetime of each short-term certificate ("T");
  "adjust_server" is the amount of padding added by the ACME server to
  make sure that all certificates being published are valid at the time
  of publication.  The server padding is a fraction (f) of T (i.e., f *
  T with .5 <= f < 1; see Section 3.3):
      adjust_client = min(T, la)
      adjust_server = f * T
  Note that the ACME server MUST NOT set the notBefore of the first
  STAR certificate to a date prior to the auto-renewal start-date.

3.5.1. Example

  Given a server that intends to publish the next STAR certificate
  halfway through the lifetime of the previous one, and a STAR Order
  with the following attributes:
       "auto-renewal": {
         "start-date": "2019-01-10T00:00:00Z",
         "end-date": "2019-01-20T00:00:00Z",
         "lifetime": 345600,          // 4 days
         "lifetime-adjust": 259200    // 3 days
       }
  The amount of time that needs to be subtracted from each nominal
  renewal date is 3 days, i.e., max(min(345600, 259200), 345600 * .5).
  The notBefore and notAfter of each short-term certificate are:
             +----------------------+----------------------+
             | notBefore            | notAfter             |
             +======================+======================+
             | 2019-01-10T00:00:00Z | 2019-01-14T00:00:00Z |
             +----------------------+----------------------+
             | 2019-01-11T00:00:00Z | 2019-01-18T00:00:00Z |
             +----------------------+----------------------+
             | 2019-01-15T00:00:00Z | 2019-01-20T00:00:00Z |
             +----------------------+----------------------+
                                 Table 1
  The value of the notBefore is also the time at which the client
  should expect the new certificate to be available from the star-
  certificate endpoint.

4. Operational Considerations

4.1. The Meaning of "Short Term" and the Impact of Skewed Clocks

  "Short Term" is a relative concept; therefore, trying to define a
  cutoff point that works in all cases would be a useless exercise.  In
  practice, the expected lifetime of a STAR certificate will be counted
  in minutes, hours, or days, depending on different factors: the
  underlying requirements for revocation, how much clock
  synchronization is expected among relying parties and the issuing CA,
  etc.
  Nevertheless, this section attempts to provide reasonable suggestions
  for the Web use case, informed by current operational and research
  experience.
  Acer et al. [ACER] find that one of the main causes of "HTTPS error"
  warnings in browsers is misconfigured client clocks.  In particular,
  they observe that roughly 95% of the "severe" clock skews -- the 6.7%
  of clock-related breakage reports that account for clients that are
  more than 24 hours behind -- happen to be within 6-7 days.
  In order to avoid these spurious warnings about a not yet valid
  server certificate, site owners could use the auto-renewal lifetime-
  adjust attribute to control the effective lifetime of their Web-
  facing certificates.  The exact number depends on the percentage of
  the "clock-skewed" population that the site owner expects to protect
  -- 5 days cover 97.3%, 7 days cover 99.6% -- as well as the nominal
  auto-renewal lifetime of the STAR Order.  Note that exact choice is
  also likely to depend on the kinds of client that are prevalent for a
  given site or app -- for example, Android and Mac OS clients are
  known to behave better than Windows clients.  These considerations
  are clearly out of scope of this document.
  In terms of security, STAR certificates and certificates with the
  Online Certificate Status Protocol (OCSP) "must-staple" flag asserted
  [RFC7633] can be considered roughly equivalent if the STAR
  certificate's and the OCSP response's lifetimes are the same.  (Here,
  "must-staple" refers to a certificate carrying a TLS feature
  extension with the "status_request" extension identifier [RFC6066].)
  Given OCSP responses can be cached, on average, for 4 days [STARK],
  it is RECOMMENDED that a STAR certificate that is used on the Web has
  an "effective" lifetime (excluding any adjustment to account for
  clock skews) no longer than 4 days.

4.2. Impact on Certificate Transparency (CT) Logs

  Even in the highly unlikely case STAR becomes the only certificate
  issuance model, discussion with the IETF TRANS Working Group and
  implementers of Certificate Transparency (CT) logs suggests that
  existing CT Log server implementations are capable of sustaining the
  resulting 100-fold increase in ingestion rate.  Additionally, such a
  future higher load could be managed with a variety of techniques
  (e.g., sharding by modulo of certificate hash, using "smart" load-
  balancing CT proxies, etc.).  With regards to the increase in the log
  size, current CT log growth is already being managed with schemes
  like Chrome's Log Policy [OBRIEN], which allow Operators to define
  their log life cycle, as well as allowing the CAs, User Agents,
  Monitors, and any other interested entities to build in support for
  that life cycle ahead of time.

4.3. HTTP Caching and Dependability

  When using authenticated POST-as-GET, the HTTPS endpoint from where
  the STAR certificate is fetched can't be easily replicated by an on-
  path HTTP cache.  Reducing the caching properties of the protocol
  makes STAR clients increasingly dependent on the ACME server
  availability.  This might be problematic given the relatively high
  rate of client-server interactions in a STAR ecosystem, especially
  when multiple endpoints (e.g., a high number of CDN edge nodes) end
  up requesting the same certificate.  Clients and servers should
  consider using the mechanism described in Section 3.4 to mitigate the
  risk.
  When using unauthenticated GET to fetch the STAR certificate, the
  server SHALL use the appropriate cache directives to set the
  freshness lifetime of the response (Section 5.2 of [RFC7234]) such
  that on-path caches will consider it stale before or at the time its
  effective lifetime is due to expire.

5. IANA Considerations

5.1. New Registries

  Per this document, IANA has created the following new registries:
  *  ACME Order Auto-Renewal Fields (Section 5.4)
  *  ACME Directory Metadata Auto-Renewal Fields (Section 5.6)
  These registries are administered under a Specification Required
  policy [RFC8126].

5.2. New Error Types

  Per this document, IANA has added the following entries to the "ACME
  Error Types" registry:
  +-----------------------------------+-------------------+-----------+
  | Type                              | Description       | Reference |
  +===================================+===================+===========+
  | autoRenewalCanceled               | The short-term    | RFC 8739  |
  |                                   | certificate is    |           |
  |                                   | no longer         |           |
  |                                   | available         |           |
  |                                   | because the       |           |
  |                                   | auto-renewal      |           |
  |                                   | Order has been    |           |
  |                                   | explicitly        |           |
  |                                   | canceled by       |           |
  |                                   | the IdO           |           |
  +-----------------------------------+-------------------+-----------+
  | autoRenewalExpired                | The short-term    | RFC 8739  |
  |                                   | certificate is    |           |
  |                                   | no longer         |           |
  |                                   | available         |           |
  |                                   | because the       |           |
  |                                   | auto-renewal      |           |
  |                                   | Order has         |           |
  |                                   | expired           |           |
  +-----------------------------------+-------------------+-----------+
  | autoRenewalCancellationInvalid    | A request to      | RFC 8739  |
  |                                   | cancel an         |           |
  |                                   | auto-renewal      |           |
  |                                   | Order that is     |           |
  |                                   | not in state      |           |
  |                                   | "valid" has       |           |
  |                                   | been received     |           |
  +-----------------------------------+-------------------+-----------+
  | autoRenewalRevocationNotSupported | A request to      | RFC 8739  |
  |                                   | revoke an         |           |
  |                                   | auto-renewal      |           |
  |                                   | Order has been    |           |
  |                                   | received          |           |
  +-----------------------------------+-------------------+-----------+
                                 Table 2

5.3. New Fields in Order Objects

  Per this document, IANA has added the following entries to the "ACME
  Order Object Fields" registry:
      +------------------+------------+--------------+-----------+
      | Field Name       | Field Type | Configurable | Reference |
      +==================+============+==============+===========+
      | auto-renewal     | object     | true         | RFC 8739  |
      +------------------+------------+--------------+-----------+
      | star-certificate | string     | false        | RFC 8739  |
      +------------------+------------+--------------+-----------+
                                Table 3

5.4. Fields in the "auto-renewal" Object within an Order Object

  The "ACME Order Auto-Renewal Fields" registry lists field names that
  are defined for use in the JSON object included in the "auto-renewal"
  field of an ACME order object.
  Template:
  *  Field name: The string to be used as a field name in the JSON
     object
  *  Field type: The type of value to be provided, e.g., string,
     boolean, array of string
  *  Configurable: Boolean indicating whether the server should accept
     values provided by the client
  *  Reference: Where this field is defined
  Initial contents: The fields and descriptions defined in
  Section 3.1.1.
    +-----------------------+------------+--------------+-----------+
    | Field Name            | Field Type | Configurable | Reference |
    +=======================+============+==============+===========+
    | start-date            | string     | true         | RFC 8739  |
    +-----------------------+------------+--------------+-----------+
    | end-date              | string     | true         | RFC 8739  |
    +-----------------------+------------+--------------+-----------+
    | lifetime              | integer    | true         | RFC 8739  |
    +-----------------------+------------+--------------+-----------+
    | lifetime-adjust       | integer    | true         | RFC 8739  |
    +-----------------------+------------+--------------+-----------+
    | allow-certificate-get | boolean    | true         | RFC 8739  |
    +-----------------------+------------+--------------+-----------+
                                 Table 4

5.5. New Fields in the "meta" Object within a Directory Object

  Per this document, IANA has added the following entry to the "ACME
  Directory Metadata Fields":
                +--------------+------------+-----------+
                | Field Name   | Field Type | Reference |
                +==============+============+===========+
                | auto-renewal | object     | RFC 8739  |
                +--------------+------------+-----------+
                                 Table 5

5.6. Fields in the "auto-renewal" Object within a Directory Metadata

     Object
  The "ACME Directory Metadata Auto-Renewal Fields" registry lists
  field names that are defined for use in the JSON object included in
  the "auto-renewal" field of an ACME directory "meta" object.
  Template:
  *  Field name: The string to be used as a field name in the JSON
     object
  *  Field type: The type of value to be provided, e.g., string,
     boolean, array of string
  *  Reference: Where this field is defined
  Initial contents: The fields and descriptions defined in Section 3.2.
           +-----------------------+------------+-----------+
           | Field Name            | Field Type | Reference |
           +=======================+============+===========+
           | min-lifetime          | integer    | RFC 8739  |
           +-----------------------+------------+-----------+
           | max-duration          | integer    | RFC 8739  |
           +-----------------------+------------+-----------+
           | allow-certificate-get | boolean    | RFC 8739  |
           +-----------------------+------------+-----------+
                                Table 6

5.7. Cert-Not-Before and Cert-Not-After HTTP Headers

  The "Message Headers" registry has been updated with the following
  additional values:
   +-------------------+----------+----------+-----------------------+
   | Header Field Name | Protocol | Status   | Reference             |
   +===================+==========+==========+=======================+
   | Cert-Not-Before   | http     | standard | RFC 8739, Section 3.3 |
   +-------------------+----------+----------+-----------------------+
   | Cert-Not-After    | http     | standard | RFC 8739, Section 3.3 |
   +-------------------+----------+----------+-----------------------+
                                 Table 7

6. Security Considerations

6.1. No Revocation

  STAR certificates eliminate an important security feature of PKI,
  which is the ability to revoke certificates.  Revocation allows the
  administrator to limit the damage done by a rogue node or an
  adversary who has control of the private key.  With STAR
  certificates, expiration replaces revocation so there is potential
  for lack of timeliness in the revocation taking effect.  To that end,
  see also the discussion on clock skew in Section 4.1.
  It should be noted that revocation also has timeliness issues because
  both Certificate Revocation Lists (CRLs) and OCSP responses have
  nextUpdate fields that tell relying parties (RPs) how long they
  should trust this revocation data.  These fields are typically set to
  hours, days, or even weeks in the future.  Any revocation that
  happens before the time in nextUpdate goes unnoticed by the RP.
  One situation where the lack of explicit revocation could create a
  security risk to the IdO is when the Order is created with a start-
  date of some appreciable amount of time in the future.  Recall that
  when authorizations have been fulfilled, the Order moves to the
  "valid" state and the star-certificate endpoint is populated with the
  first cert (Figure 4).  So, if an attacker manages to get hold of the
  private key as well as the first (post-dated) certificate, there is a
  time window in the future when they will be able to successfully
  impersonate the IdO.  Note that cancellation is pointless in this
  case.  In order to mitigate the described threat, it is RECOMMENDED
  that IdO place their Orders at a time that is close to the Order's
  start-date.
  More discussion of the security of STAR certificates is available in
  [TOPALOVIC].

6.2. Denial-of-Service Considerations

  STAR adds a new attack vector that increases the threat of denial-of-
  service attacks, caused by the change to the CA's behavior.  Each
  STAR request amplifies the resource demands upon the CA, where one
  Order produces not one but potentially dozens or hundreds of
  certificates, depending on the auto-renewal "lifetime" parameter.  An
  attacker can use this property to aggressively reduce the auto-
  renewal "lifetime" (e.g., 1 second) jointly with other ACME attack
  vectors identified in Section 10 of [RFC8555].  Other collateral
  impact is related to the certificate endpoint resource where the
  client can retrieve the certificates periodically.  If this resource
  is external to the CA (e.g., a hosted web server), the previous
  attack will be reflected to that resource.
  Mitigation recommendations from ACME still apply, but some of them
  need to be adjusted.  For example, applying rate limiting to the
  initial request, due to the nature of the auto-renewal behavior,
  cannot solve the above problem.  The CA server needs complementary
  mitigation, and specifically, it SHOULD enforce a minimum value on
  auto-renewal "lifetime".  Alternatively, the CA can set a rate limit
  for internal certificate generation processes.  Note that this limit
  has to take account of already scheduled renewal issuances as well as
  new incoming requests.

6.3. Privacy Considerations

  In order to avoid correlation of certificates by account, if
  unauthenticated GET is negotiated (Section 3.4), the recommendation
  in Section 10.5 of [RFC8555] regarding the choice of URL structure
  applies, i.e., servers SHOULD choose URLs of certificate resources in
  a non-guessable way, for example, using capability URLs
  [W3C.CAPABILITY-URLS].

7. References

7.1. Normative References

  [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
             Requirement Levels", BCP 14, RFC 2119,
             DOI 10.17487/RFC2119, March 1997,
             <https://www.rfc-editor.org/info/rfc2119>.
  [RFC3339]  Klyne, G. and C. Newman, "Date and Time on the Internet:
             Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002,
             <https://www.rfc-editor.org/info/rfc3339>.
  [RFC7231]  Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer
             Protocol (HTTP/1.1): Semantics and Content", RFC 7231,
             DOI 10.17487/RFC7231, June 2014,
             <https://www.rfc-editor.org/info/rfc7231>.
  [RFC7234]  Fielding, R., Ed., Nottingham, M., Ed., and J. Reschke,
             Ed., "Hypertext Transfer Protocol (HTTP/1.1): Caching",
             RFC 7234, DOI 10.17487/RFC7234, June 2014,
             <https://www.rfc-editor.org/info/rfc7234>.
  [RFC7807]  Nottingham, M. and E. Wilde, "Problem Details for HTTP
             APIs", RFC 7807, DOI 10.17487/RFC7807, March 2016,
             <https://www.rfc-editor.org/info/rfc7807>.
  [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
             Writing an IANA Considerations Section in RFCs", BCP 26,
             RFC 8126, DOI 10.17487/RFC8126, June 2017,
             <https://www.rfc-editor.org/info/rfc8126>.
  [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
             2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
             May 2017, <https://www.rfc-editor.org/info/rfc8174>.
  [RFC8555]  Barnes, R., Hoffman-Andrews, J., McCarney, D., and J.
             Kasten, "Automatic Certificate Management Environment
             (ACME)", RFC 8555, DOI 10.17487/RFC8555, March 2019,
             <https://www.rfc-editor.org/info/rfc8555>.

7.2. Informative References

  [ACER]     Acer, M.E., Stark, E., Felt, A.P., Fahl, S., Bhargava, R.,
             Dev, B., Braithwaite, M., Sleevi, R., and P. Tabriz,
             "Where the Wild Warnings Are: Root Causes of Chrome HTTPS
             Certificate Errors", DOI 10.1145/3133956.3134007, October
             2017, <https://acmccs.github.io/papers/p1407-acerA.pdf>.
  [OBRIEN]   O'Brien, D. and R. Sleevi, "Chromium Certificate
             Transparency Policy", April 2017,
             <https://github.com/chromium/ct-policy>.
  [RFC6066]  Eastlake 3rd, D., "Transport Layer Security (TLS)
             Extensions: Extension Definitions", RFC 6066,
             DOI 10.17487/RFC6066, January 2011,
             <https://www.rfc-editor.org/info/rfc6066>.
  [RFC7633]  Hallam-Baker, P., "X.509v3 Transport Layer Security (TLS)
             Feature Extension", RFC 7633, DOI 10.17487/RFC7633,
             October 2015, <https://www.rfc-editor.org/info/rfc7633>.
  [SHORT-TERM-CERTS]
             Nir, Y., Fossati, T., Sheffer, Y., and T. Eckert,
             "Considerations For Using Short Term Certificates", Work
             in Progress, Internet-Draft, draft-nir-saag-star-01, 5
             March 2018,
             <https://tools.ietf.org/html/draft-nir-saag-star-01>.
  [STAR-DELEGATION]
             Sheffer, Y., Lopez, D., Pastor, A., and T. Fossati, "An
             ACME Profile for Generating Delegated STAR Certificates",
             Work in Progress, Internet-Draft, draft-ietf-acme-star-
             delegation-03, 8 March 2020, <https://tools.ietf.org/html/
             draft-ietf-acme-star-delegation-03>.
  [STARK]    Stark, E., Huang, L.S., Israni, D., Jackson, C., and D.
             Boneh, "The case for prefetching and prevalidating TLS
             server certificates", February 2012,
             <https://crypto.stanford.edu/~dabo/pubs/abstracts/ssl-
             prefetch.html>.
  [TOPALOVIC]
             Topalovic, E., Saeta, B., Huang, L.S., Jackson, C., and D.
             Boneh, "Towards Short-Lived Certificates", 2012,
             <https://www.ieee-security.org/TC/W2SP/2012/papers/
             w2sp12-final9.pdf>.
  [W3C.CAPABILITY-URLS]
             Tennison, J., "Good Practices for Capability URLs", W3C
             First Public Working Draft, Latest version available at
             <https://www.w3.org/TR/capability-urls/>, February 2014,
             <https://www.w3.org/TR/2014/WD-capability-urls-20140218>.

Acknowledgments

  This work is partially supported by the European Commission under
  Horizon 2020 grant agreement no. 688421 Measurement and Architecture
  for a Middleboxed Internet (MAMI).  This support does not imply
  endorsement.
  Thanks to Ben Kaduk, Richard Barnes, Roman Danyliw, Jon Peterson,
  Eric Rescorla, Ryan Sleevi, Sean Turner, Alexey Melnikov, Adam Roach,
  Martin Thomson, and Mehmet Ersue for helpful comments and discussions
  that have shaped this document.

Authors' Addresses

  Yaron Sheffer
  Intuit
  Email: [email protected]


  Diego Lopez
  Telefonica I+D
  Email: [email protected]


  Oscar Gonzalez de Dios
  Telefonica I+D
  Email: [email protected]


  Antonio Agustin Pastor Perales
  Telefonica I+D
  Email: [email protected]


  Thomas Fossati
  ARM
  Email: [email protected]