RFC8753

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Internet Engineering Task Force (IETF) J. Klensin Request for Comments: 8753 Updates: 5892 P. Fältström Category: Standards Track Netnod ISSN: 2070-1721 April 2020


Internationalized Domain Names for Applications (IDNA) Review for New
                           Unicode Versions

Abstract

  The standards for Internationalized Domain Names in Applications
  (IDNA) require a review of each new version of Unicode to determine
  whether incompatibilities with prior versions or other issues exist
  and, where appropriate, to allow the IETF to decide on the trade-offs
  between compatibility with prior IDNA versions and compatibility with
  Unicode going forward.  That requirement, and its relationship to
  tables maintained by IANA, has caused significant confusion in the
  past.  This document makes adjustments to the review procedure based
  on experience and updates IDNA, specifically RFC 5892, to reflect
  those changes and to clarify the various relationships involved.  It
  also makes other minor adjustments to align that document with
  experience.

Status of This Memo

  This is an Internet Standards Track document.
  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  Internet Standards is available in Section 2 of RFC 7841.
  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8753.

Copyright Notice

  Copyright (c) 2020 IETF Trust and the persons identified as the
  document authors.  All rights reserved.
  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
  2.  Brief History of IDNA Versions, the Review Requirement, and RFC
          5982
  3.  The Review Model
    3.1.  Review Model Part I: Algorithmic Comparison
    3.2.  Review Model Part II: New Code Point Analysis
  4.  IDNA Assumptions and Current Practice
  5.  Derived Tables Published by IANA
  6.  Editorial Clarification to RFC 5892
  7.  IANA Considerations
  8.  Security Considerations
  9.  References
    9.1.  Normative References
    9.2.  Informative References
  Appendix A.  Summary of Changes to RFC 5892
  Appendix B.  Background and Rationale for Expert Review Procedure
          for New Code Point Analysis
  Acknowledgments
  Authors' Addresses

1. Introduction

  The standards for Internationalized Domain Names in Applications
  (IDNA) require a review of each new version of Unicode to determine
  whether incompatibilities with prior versions or other issues exist
  and, where appropriate, to allow the IETF to decide on the trade-offs
  between compatibility with prior IDNA versions and compatibility with
  Unicode [Unicode] going forward.  That requirement, and its
  relationship to tables maintained by IANA, has caused significant
  confusion in the past (see Section 3 and Section 4 for additional
  discussion of the question of appropriate decisions and the history
  of these reviews).  This document makes adjustments to the review
  procedure based on nearly a decade of experience and updates IDNA,
  specifically the document that specifies the relationship between
  Unicode code points and IDNA derived properties [RFC5892], to reflect
  those changes and to clarify the various relationships involved.
  This specification does not change the requirement that registries at
  all levels of the DNS tree take responsibility for the labels they
  insert in the DNS, a level of responsibility that requires allowing
  only a subset of the code points and strings allowed by the IDNA
  protocol itself.  That requirement is discussed in more detail in a
  companion document [RegRestr].
  Terminology note: In this document, "IDNA" refers to the current
  version as described in RFC 5890 [RFC5890] and subsequent documents
  and sometimes known as "IDNA2008".  Distinctions between it and the
  earlier version are explicit only where they are necessary for
  understanding the relationships involved, e.g., in Section 2.

2. Brief History of IDNA Versions, the Review Requirement, and RFC 5982

  The original, now-obsolete, version of IDNA, commonly known as
  "IDNA2003" [RFC3490] [RFC3491], was defined in terms of a profile of
  a collection of IETF-specific tables [RFC3454] that specified the
  usability of each Unicode code point with IDNA.  Because the tables
  themselves were normative, they were intrinsically tied to a
  particular version of Unicode.  As Unicode evolved, the IDNA2003
  standard would have required the creation of a new profile for each
  new version of Unicode, or the tables would have fallen further and
  further behind.
  When IDNA2003 was superseded by the current version, known as
  IDNA2008 [RFC5890], a different strategy, one that was property-based
  rather than table-based, was adopted for a number of reasons, of
  which the reliance on normative tables was not dominant [RFC4690].
  In the IDNA2008 model, the use of normative tables was replaced by a
  set of procedures and rules that operated on Unicode properties
  [Unicode-properties] and a few internal definitions to determine the
  category and status, and hence an IDNA-specific "derived property",
  for any given code point.  Those rules are, in principle, independent
  of Unicode versions.  They can be applied to any version of Unicode,
  at least from approximately version 5.0 forward, to yield an
  appropriate set of derived properties.  However, the working group
  that defined IDNA2008 recognized that not all of the Unicode
  properties were completely stable and that, because the criteria for
  new code points and property assignment used by the Unicode
  Consortium might not precisely align with the needs of IDNA, there
  were possibilities of incompatible changes to the derived property
  values.  More specifically, there could be changes that would make
  previously disallowed labels valid, previously valid labels
  disallowed, or that would be disruptive to IDNA's defining rule
  structure.  Consequently, IDNA2008 provided for an expert review of
  each new version of Unicode with the possibility of providing
  exceptions to the rules for particular new code points, code points
  whose properties had changed, and newly discovered issues with the
  IDNA2008 collection of rules.  When problems were identified, the
  reviewer was expected to notify the IESG.  The assumption was that
  the IETF would review the situation and modify IDNA2008 as needed,
  most likely by adding exceptions to preserve backward compatibility
  (see Section 3.1).
  For the convenience of the community, IDNA2008 also provided that
  IANA would maintain copies of calculated tables resulting from each
  review, showing the derived properties for each code point.  Those
  tables were expected to be helpful, especially to those without the
  facilities to easily compute derived properties themselves.
  Experience with the community and those tables has shown that they
  have been confused with the normative tables of IDNA2003: the
  IDNA2008 tables published by IANA have never been normative, and
  statements about IDNA2008 being out of date with regard to some
  Unicode version because the IANA tables have not been updated are
  incorrect or meaningless.

3. The Review Model

  While the text has sometimes been interpreted differently, IDNA2008
  actually calls for two types of review when a new Unicode version is
  introduced.  One is an algorithmic comparison of the set of derived
  properties calculated from the new version of Unicode to the derived
  properties calculated from the previous one to determine whether
  incompatible changes have occurred.  The other is a review of newly
  assigned code points to determine whether any of them require special
  treatment (e.g., assignment of what IDNA2008 calls contextual rules)
  and whether any of them violate any of the assumptions underlying the
  IDNA2008 derived property calculations.  Any of the cases of either
  review might require either per-code point exceptions or other
  adjustments to the rules for deriving properties that are part of RFC
  5892.  The subsections below provide a revised specification for the
  review procedure.
  Unless the IESG or the designated expert team concludes that there
  are special problems or unusual circumstances, these reviews will be
  performed only for major Unicode versions (those numbered NN.0, e.g.,
  12.0) and not for minor updates (e.g., 12.1).
  As can be seen in the detailed descriptions in the following
  subsections, proper review will require a team of experts that has
  both broad and specific skills in reviewing Unicode characters and
  their properties in relation to both the written standards and
  operational needs.  The IESG will need to appoint experts who can
  draw on the broader community to obtain the necessary skills for
  particular situations.  See the IANA Considerations (Section 7) for
  details.

3.1. Review Model Part I: Algorithmic Comparison

  Section 5.1 of RFC 5892 is the description of the process for
  creating the initial IANA tables.  It is noteworthy that, while it
  can be read as strongly implying new reviews and new tables for
  versions of Unicode after 5.2, it does not explicitly specify those
  reviews or, e.g., the timetable for completing them.  It also
  indicates that incompatibilities are to be "flagged for the IESG" but
  does not specify exactly what the IESG is to do about them and when.
  For reasons related to the other type of review and discussed below,
  only one review was completed, documented [RFC6452], and a set of
  corresponding new tables installed.  That review, which was for
  Unicode 6.0, found only three incompatibilities; the consensus was to
  ignore them (not create exceptions in IDNA2008) and to remain
  consistent with computations based on current (Unicode 6.0)
  properties rather than preserving backward compatibility within IDNA.
  The 2018 review (for Unicode 11.0 and versions in between it and 6.0)
  [IDNA-Unicode12] also concluded that Unicode compatibility, rather
  than IDNA backward compatibility, should be maintained.  That
  decision was partially driven by the long period between reviews and
  the concern that table calculations by others in the interim could
  result in unexpected incompatibilities if derived property
  definitions were then changed.  See Section 4 for further discussion
  of these preferences.

3.2. Review Model Part II: New Code Point Analysis

  The second type of review, which is not clearly explained in RFC
  5892, is intended to identify cases in which newly added or recently
  discovered problematic code points violate the design assumptions of
  IDNA, to identify defects in those assumptions, or to identify
  inconsistencies (from an IDNA perspective) with Unicode commitments
  about assignment, properties, and stability of newly added code
  points.  One example of this type of review was the discovery of new
  code points after Unicode 7.0 that were potentially visually
  equivalent, in the same script, to previously available code point
  sequences [IAB-Unicode7-2015] [IDNA-Unicode7].
  Because multiple perspectives on Unicode and writing systems are
  required, this review will not be successful unless it is done by a
  team.  Finding one all-knowing expert is improbable, and a single
  expert is unlikely to produce an adequate analysis.  Rather than any
  single expert being the sole source of analysis, the designated
  expert (DE) team needs to understand that there will always be gaps
  in their knowledge, to know what they don't know, and to work to find
  the expertise that each review requires.  It is also important that
  the DE team maintains close contact with the Area Directors (ADs) and
  that the ADs remain aware of the team's changing needs, examining and
  adjusting the team's membership over time, with periodic
  reexamination at least annually.  It should also be recognized that,
  if this review identifies a problem, that problem is likely to be
  complex and/or involve multiple trade-offs.  Actions to deal with it
  are likely to be disruptive (although perhaps not to large
  communities of users), or to leave security risks (opportunities for
  attacks and inadvertent confusion as expected matches do not occur),
  or to cause excessive reliance on registries understanding and taking
  responsibility for what they are registering [RFC5894] [RegRestr].
  The latter, while a requirement of IDNA, has often not worked out
  well in the past.
  Because resolution of problems identified by this part of the review
  may take some time even if that resolution is to add additional
  contextual rules or to disallow one or more code points, there will
  be cases in which it will be appropriate to publish the results of
  the algorithmic review and to provide IANA with corresponding tables,
  with warnings about code points whose status is uncertain until there
  is IETF consensus about how to proceed.  The affected code points
  should be considered unsafe and identified as "under review" in the
  IANA tables until final derived properties are assigned.

4. IDNA Assumptions and Current Practice

  At the time the IDNA2008 documents were written, the assumption was
  that, if new versions of Unicode introduced incompatible changes, the
  Standard would be updated to preserve backward compatibility for
  users of IDNA.  For most purposes, this would be done by adding to
  the table of exceptions associated with Rule G [RFC5892a].
  This has not been the practice in the reviews completed subsequent to
  Unicode 5.2, as discussed in Section 3.  Incompatibilities were
  identified in Unicode 6.0 [RFC6452] and in the cumulative review
  leading to tables for Unicode 11.0 [IDNA-Unicode11].  In all of those
  cases, the decision was made to maintain compatibility with Unicode
  properties rather than with prior versions of IDNA.
  If an algorithmic review detects changes in Unicode after version
  12.0 that would break compatibility with derived properties
  associated with prior versions of Unicode or changes that would
  preserve compatibility within IDNA at the cost of departing from
  current Unicode specifications, those changes must be captured in
  documents expected to be published as Standards Track RFCs so that
  the IETF can review those changes and maintain a historical record.
  The community has now made decisions and updated tables for Unicode
  6.0 [RFC6452], done catch-up work between it and Unicode 11.0
  [IDNA-Unicode11], and completed the review and tables for Unicode
  12.0 [IDNA-Unicode12].  The decisions made in those cases were driven
  by preserving consistency with Unicode and Unicode property changes
  for reasons most clearly explained by the IAB [IAB-Unicode-2018].
  These actions were not only at variance with the language in RFC 5892
  but were also inconsistent with commitments to the registry and user
  communities to ensure that IDN labels that were once valid under
  IDNA2008 would remain valid, and previously invalid labels would
  remain invalid, except for those labels that were invalid because
  they contained unassigned code points.
  This document restores and clarifies that original language and
  intent: absent extremely strong evidence on a per-code point basis
  that preserving the validity status of possible existing (or
  prohibited) labels would cause significant harm, Unicode changes that
  would affect IDNA derived properties are to be reflected in IDNA
  exceptions that preserve the status of those labels.  There is one
  partial exception to this principle.  If the new code point analysis
  (see Section 3.2) concludes that some code points or collections of
  code points should be further analyzed, those code points, and labels
  including them, should be considered unsafe and used only with
  extreme caution because the conclusions of the analysis may change
  their derived property values and status.

5. Derived Tables Published by IANA

  As discussed above, RFC 5892 specified that derived property tables
  be provided via an IANA registry.  Perhaps because most IANA
  registries are considered normative and authoritative, that registry
  has been the source of considerable confusion, including the
  incorrect assumption that the absence of published tables for
  versions of Unicode later than 6.0 meant that IDNA could not be used
  with later versions.  That position was raised in multiple ways, not
  all of them consistent, especially in the ICANN context
  [ICANN-LGR-SLA].
  If the changes specified in this document are not successful in
  significantly mitigating the confusion about the status of the tables
  published by IANA, serious consideration should be given to
  eliminating those tables entirely.

6. Editorial Clarification to RFC 5892

  This section updates RFC 5892 to provide fixes for known applicable
  errata and omissions.  In particular, verified RFC Editor Erratum
  3312 [Err3312] provides a clarification to Appendix A and A.1 in RFC
  5892.  That clarification is incorporated below.
  1.  In Appendix A, add a new paragraph after the paragraph that
      begins "The code point...".  The new paragraph should read:
      |  For the rule to be evaluated to True for the label, it MUST be
      |  evaluated separately for every occurrence of the code point in
      |  the label; each of those evaluations must result in True.
  2.  In Appendix A.1, replace the "Rule Set" by
          Rule Set:
            False;
            If Canonical_Combining_Class(Before(cp)) .eq. Virama
                  Then True;
            If cp .eq. \u200C And
                   RegExpMatch((Joining_Type:{L,D})(Joining_Type:T)*cp
              (Joining_Type:T)*(Joining_Type:{R,D})) Then True;

7. IANA Considerations

  For the algorithmic review described in Section 3.1, the IESG is to
  appoint a designated expert [RFC8126] with appropriate expertise to
  conduct the review and to supply derived property tables to IANA.  As
  provided in Section 5.2 of the Guidelines for Writing IANA
  Considerations [RFC8126], the designated expert is expected to
  consult additional sources of expertise as needed.  For the code
  point review, the expertise will be supplied by an IESG-designated
  expert team as discussed in Section 3.2 and Appendix B.  In both
  cases, the experts should draw on the expertise of other members of
  the community as needed.  In particular, and especially if there is
  no overlap of the people holding the various roles, coordination with
  the IAB-appointed liaison to the Unicode Consortium will be essential
  to mitigate possible errors due to confusion.
  As discussed in Section 5, IANA has modified the IDNA tables
  collection [IANA-IDNA-Tables] by identifying them clearly as non-
  normative, so that a "current" or "correct" version of those tables
  is not implied, and by pointing to this document for an explanation.
  IANA has published tables supplied by the IETF for all Unicode
  versions through 11.0, retaining all older versions and making them
  available.  Newer tables will be constructed as specified in this
  document and then made available by IANA.  IANA has changed the title
  of that registry from "IDNA Parameters", which is misleading, to
  "IDNA Rules and Derived Property Values".
  The "Note" in that registry says:
  |  IDNA does not require that applications and libraries, either for
  |  registration/storage or lookup, support any particular version of
  |  Unicode.  Instead, they are required to use derived property
  |  values based on calculations associated with whatever version of
  |  Unicode they are using elsewhere in the application or library.
  |  For the convenience of application and library developers and
  |  others, the IETF has supplied, and IANA maintains, derived
  |  property tables for several version of Unicode as listed below.
  |  It should be stressed that these are not normative in that, in
  |  principle, an application can do its own calculations and these
  |  tables can change as IETF understanding evolves.  By contrast, the
  |  list of code points requiring contextual rules and the associated
  |  rules are normative and should be treated as updates to the list
  |  in RFC 5892.
  As long as the intent is preserved, the text of that note may be
  changed in the future at IANA's discretion.
  IANA's attention is called to the introduction, in Section 3.2, of a
  temporary "under review" category to the PVALID, DISALLOWED, etc.,
  entries in the tables.

8. Security Considerations

  Applying the procedures described in this document and understanding
  of the clarifications it provides should reduce confusion about IDNA
  requirements.  Because past confusion has provided opportunities for
  bad behavior, the effect of these changes should improve Internet
  security to at least some small extent.
  Because of the preference to keep the derived property value stable
  (as specified in RFC 5892 and discussed in Section 4), the algorithm
  used to calculate those derived properties does change as explained
  in Section 3.  If these changes are not taken into account, the
  derived property value will change, and the implications might have
  negative consequences, in some cases with security implications.  For
  example, changes in the calculated derived property value for a code
  point from either DISALLOWED to PVALID or from PVALID to DISALLOWED
  can cause changes in label interpretation that would be visible and
  confusing to end users and might enable attacks.

9. References

9.1. Normative References

  [IANA-IDNA-Tables]
             IANA, "IDNA Rules and Derived Property Values",
             <https://www.iana.org/assignments/idna-tables>.
  [RFC5892]  Faltstrom, P., Ed., "The Unicode Code Points and
             Internationalized Domain Names for Applications (IDNA)",
             RFC 5892, DOI 10.17487/RFC5892, August 2010,
             <https://www.rfc-editor.org/info/rfc5892>.
  [RFC5892a] Faltstrom, P., Ed., "The Unicode Code Points and
             Internationalized Domain Names for Applications (IDNA)",
             Section 2.7, RFC 5892, August 2010,
             <https://www.rfc-editor.org/rfc/rfc5892.txt>.
  [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
             Writing an IANA Considerations Section in RFCs", BCP 26,
             RFC 8126, DOI 10.17487/RFC8126, June 2017,
             <https://www.rfc-editor.org/info/rfc8126>.
  [Unicode]  The Unicode Consortium, "The Unicode Standard (Current
             Version)", <http://www.unicode.org/versions/latest/>.  The
             link given will always access the current version of the
             Unicode Standard, independent of its version number or
             date.
  [Unicode-properties]
             The Unicode Consortium, "The Unicode Standard Version
             11.0", Section 3.5, 2018,
             <https://www.unicode.org/versions/Unicode11.0.0/>.

9.2. Informative References

  [Err3312]  RFC Errata, Erratum ID 3312, RFC 5892,
             <https://www.rfc-editor.org/errata/eid3312>.
  [IAB-Unicode-2018]
             Internet Architecture Board (IAB), "IAB Statement on
             Identifiers and Unicode", 15 March 2018,
             <https://www.iab.org/documents/correspondence-reports-
             documents/2018-2/iab-statement-on-identifiers-and-
             unicode/>.
  [IAB-Unicode7-2015]
             Internet Architecture Board (IAB), "IAB Statement on
             Identifiers and Unicode 7.0.0", 11 February 2015,
             <https://www.iab.org/documents/correspondence-reports-
             documents/2015-2/iab-statement-on-identifiers-and-unicode-
             7-0-0/>.
  [ICANN-LGR-SLA]
             Internet Corporation for Assigned Names and Numbers
             (ICANN), "Proposed IANA SLAs for Publishing LGRs/IDN
             Tables", 10 June 2019, <https://www.icann.org/public-
             comments/proposed-iana-sla-lgr-idn-tables-2019-06-10-en>.
  [IDNA-Unicode7]
             Klensin, J. and P. Faltstrom, "IDNA Update for Unicode 7.0
             and Later Versions", Work in Progress, Internet-Draft,
             draft-klensin-idna-5892upd-unicode70-05, 8 October 2017,
             <https://tools.ietf.org/html/draft-klensin-idna-5892upd-
             unicode70-05>.
  [IDNA-Unicode11]
             Faltstrom, P., "IDNA2008 and Unicode 11.0.0", Work in
             Progress, Internet-Draft, draft-faltstrom-unicode11-08, 11
             March 2019, <https://tools.ietf.org/html/draft-faltstrom-
             unicode11-08>.
  [IDNA-Unicode12]
             Faltstrom, P., "IDNA2008 and Unicode 12.0.0", Work in
             Progress, Internet-Draft, draft-faltstrom-unicode12-00, 11
             March 2019, <https://tools.ietf.org/html/draft-faltstrom-
             unicode12-00>.
  [RegRestr] Klensin, J. and A. Freytag, "Internationalized Domain
             Names in Applications (IDNA): Registry Restrictions and
             Recommendations", Work in Progress, Internet-Draft, draft-
             klensin-idna-rfc5891bis-05, 29 August 2019,
             <https://tools.ietf.org/html/draft-klensin-idna-
             rfc5891bis-05>.
  [RFC1766]  Alvestrand, H., "Tags for the Identification of
             Languages", RFC 1766, DOI 10.17487/RFC1766, March 1995,
             <https://www.rfc-editor.org/info/rfc1766>.
  [RFC3282]  Alvestrand, H., "Content Language Headers", RFC 3282,
             DOI 10.17487/RFC3282, May 2002,
             <https://www.rfc-editor.org/info/rfc3282>.
  [RFC3454]  Hoffman, P. and M. Blanchet, "Preparation of
             Internationalized Strings ("stringprep")", RFC 3454,
             DOI 10.17487/RFC3454, December 2002,
             <https://www.rfc-editor.org/info/rfc3454>.
  [RFC3490]  Faltstrom, P., Hoffman, P., and A. Costello,
             "Internationalizing Domain Names in Applications (IDNA)",
             RFC 3490, DOI 10.17487/RFC3490, March 2003,
             <https://www.rfc-editor.org/info/rfc3490>.
  [RFC3491]  Hoffman, P. and M. Blanchet, "Nameprep: A Stringprep
             Profile for Internationalized Domain Names (IDN)",
             RFC 3491, DOI 10.17487/RFC3491, March 2003,
             <https://www.rfc-editor.org/info/rfc3491>.
  [RFC3629]  Yergeau, F., "UTF-8, a transformation format of ISO
             10646", STD 63, RFC 3629, DOI 10.17487/RFC3629, November
             2003, <https://www.rfc-editor.org/info/rfc3629>.
  [RFC4690]  Klensin, J., Faltstrom, P., Karp, C., and IAB, "Review and
             Recommendations for Internationalized Domain Names
             (IDNs)", RFC 4690, DOI 10.17487/RFC4690, September 2006,
             <https://www.rfc-editor.org/info/rfc4690>.
  [RFC5646]  Phillips, A., Ed. and M. Davis, Ed., "Tags for Identifying
             Languages", BCP 47, RFC 5646, DOI 10.17487/RFC5646,
             September 2009, <https://www.rfc-editor.org/info/rfc5646>.
  [RFC5890]  Klensin, J., "Internationalized Domain Names for
             Applications (IDNA): Definitions and Document Framework",
             RFC 5890, DOI 10.17487/RFC5890, August 2010,
             <https://www.rfc-editor.org/info/rfc5890>.
  [RFC5894]  Klensin, J., "Internationalized Domain Names for
             Applications (IDNA): Background, Explanation, and
             Rationale", RFC 5894, DOI 10.17487/RFC5894, August 2010,
             <https://www.rfc-editor.org/info/rfc5894>.
  [RFC6452]  Faltstrom, P., Ed. and P. Hoffman, Ed., "The Unicode Code
             Points and Internationalized Domain Names for Applications
             (IDNA) - Unicode 6.0", RFC 6452, DOI 10.17487/RFC6452,
             November 2011, <https://www.rfc-editor.org/info/rfc6452>.

Appendix A. Summary of Changes to RFC 5892

  Other than the editorial correction specified in Section 6, all of
  the changes in this document are concerned with the reviews for new
  versions of Unicode and with the IANA Considerations in Section 5 of
  [RFC5892], particularly Section 5.1 of [RFC5892].  Whether the
  changes are substantive or merely clarifications may be somewhat in
  the eye of the beholder, so the list below should not be assumed to
  be comprehensive.  At a very high level, this document clarifies that
  two types of review were intended and separates them for clarity.
  This document also restores the original (but so far unobserved)
  default for actions when code point derived properties change.  For
  this reason, this document effectively replaces Section 5.1 of
  [RFC5892] and adds or changes some text so that the replacement makes
  better sense.
  Changes or clarifications that may be considered important include:
  *  Separated the new Unicode version review into two explicit parts
     and provided for different review methods and, potentially,
     asynchronous outcomes.
  *  Specified a DE team, not a single designated expert, for the code
     point review.
  *  Eliminated the de facto requirement for the (formerly single)
     designated expert to be the same person as the IAB's liaison to
     the Unicode Consortium, but called out the importance of
     coordination.
  *  Created the "Status" field in the IANA tables to inform the
     community about specific potentially problematic code points.
     This change creates the ability to add information about such code
     points before IETF review is completed instead of having the
     review process hold up the use of the new Unicode version.
  *  In part because Unicode is now on a regular one-year cycle rather
     than producing major and minor versions as needed, to avoid
     overloading the IETF's internationalization resources, and to
     avoid generating and storing IANA tables for trivial changes
     (e.g., the single new code point in Unicode 12.1), the review
     procedure is applied only to major versions of Unicode unless
     exceptional circumstances arise and are identified.

Appendix B. Background and Rationale for Expert Review Procedure for

            New Code Point Analysis
  The expert review procedure for new code point analysis described in
  Section 3.2 is somewhat unusual compared to the examples presented in
  the Guidelines for Writing IANA Considerations [RFC8126].  This
  appendix explains that choice and provides the background for it.
  Development of specifications to support use of languages and writing
  systems other than English (and Latin script) -- so-called
  "internationalization" or "i18n" -- has always been problematic in
  the IETF, especially when requirements go beyond simple coding of
  characters (e.g., RFC 3629 [RFC3629]) or simple identification of
  languages (e.g., RFC 3282 [RFC3282] and the earlier RFC 1766
  [RFC1766]).  A good deal of specialized knowledge is required,
  knowledge that comes from multiple fields and that requires multiple
  perspectives.  The work is not obviously more complex than routing,
  especially if one assumes that routing work requires a solid
  foundation in graph theory or network optimization, or than security
  and cryptography, but people working in those areas are drawn to the
  IETF and people from the fields that bear on internationalization
  typically are not.
  As a result, we have often thought we understood a problem, generated
  a specification or set of specifications, but then have been
  surprised by unanticipated (by the IETF) issues.  We then needed to
  tune and often revise our specification.  The language tag work that
  started with RFC 1766 is a good example of this: broader
  considerations and requirements led to later work and a much more
  complex and finer-grained system [RFC5646].
  Work on IDNs further increased the difficulties because many of the
  decisions that led to the current version of IDNA require
  understanding the DNS, its constraints, and, to at least some extent,
  the commercial market of domain names, including various ICANN
  efforts.
  The net result of these factors is that it is extremely unlikely that
  the IESG will ever find a designated expert whose knowledge and
  understanding will include everything that is required.
  Consequently, Section 7 and other discussions in this document
  specify a DE team that is expected to have the broad perspective,
  expertise, and access to information and community in order to review
  new Unicode versions and to make consensus recommendations that will
  serve the Internet well.  While we anticipate that the team will have
  one or more leaders, the structure of the team differs from the
  suggestions given in Section 5.2 of the Guidelines for Writing IANA
  Considerations [RFC8126] since neither the team's formation nor its
  consultation is left to the discretion of the designated expert, nor
  is the designated expert solely accountable to the community.  A team
  that contains multiple perspectives is required, the team members are
  accountable as a group, and any nontrivial recommendations require
  team consensus.  This also differs from the common practice in the
  IETF of "review teams" from which a single member is selected to
  perform a review: the principle for these reviews is team effort.

Acknowledgments

  This document was inspired by extensive discussions within the I18N
  Directorate of the IETF Applications and Real-Time (ART) area in the
  first quarter of 2019 about sorting out the reviews for Unicode 11.0
  and 12.0.  Careful reviews by Joel Halpern and text suggestions from
  Barry Leiba resulted in some clarifications.
  Thanks to Christopher Wood for catching some editorial errors that
  persisted until rather late in the document's life cycle and to
  Benjamin Kaduk for catching and raising a number of questions during
  Last Call.  Some of the issues they raised have been reflected in the
  document; others did not appear to be desirable modifications after
  further discussion, but the questions were definitely worth raising
  and discussing.

Authors' Addresses

  John C Klensin
  1770 Massachusetts Ave, Ste 322
  Cambridge, MA 02140
  United States of America
  Phone: +1 617 245 1457
  Email: [email protected]


  Patrik Fältström
  Netnod
  Greta Garbos Väg 13
  SE-169 40 Solna
  Sweden
  Phone: +46 70 6059051
  Email: [email protected]