RFC8906

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Internet Engineering Task Force (IETF) M. Andrews Request for Comments: 8906 R. Bellis BCP: 231 ISC Category: Best Current Practice September 2020 ISSN: 2070-1721


 A Common Operational Problem in DNS Servers: Failure to Communicate

Abstract

  The DNS is a query/response protocol.  Failing to respond to queries,
  or responding incorrectly, causes both immediate operational problems
  and long-term problems with protocol development.
  This document identifies a number of common kinds of queries to which
  some servers either fail to respond or respond incorrectly.  This
  document also suggests procedures for zone operators to apply to
  identify and remediate the problem.
  The document does not look at the DNS data itself, just the structure
  of the responses.

Status of This Memo

  This memo documents an Internet Best Current Practice.
  This document is a product of the Internet Engineering Task Force
  (IETF).  It represents the consensus of the IETF community.  It has
  received public review and has been approved for publication by the
  Internet Engineering Steering Group (IESG).  Further information on
  BCPs is available in Section 2 of RFC 7841.
  Information about the current status of this document, any errata,
  and how to provide feedback on it may be obtained at
  https://www.rfc-editor.org/info/rfc8906.

Copyright Notice

  Copyright (c) 2020 IETF Trust and the persons identified as the
  document authors.  All rights reserved.
  This document is subject to BCP 78 and the IETF Trust's Legal
  Provisions Relating to IETF Documents
  (https://trustee.ietf.org/license-info) in effect on the date of
  publication of this document.  Please review these documents
  carefully, as they describe your rights and restrictions with respect
  to this document.  Code Components extracted from this document must
  include Simplified BSD License text as described in Section 4.e of
  the Trust Legal Provisions and are provided without warranty as
  described in the Simplified BSD License.

Table of Contents

  1.  Introduction
  2.  Consequences
  3.  Common Kinds of Queries That Result in No or Bad Responses
    3.1.  Basic DNS Queries
      3.1.1.  Zone Existence
      3.1.2.  Unknown/Unsupported Type Queries
      3.1.3.  DNS Flags
      3.1.4.  Unknown DNS Opcodes
      3.1.5.  TCP Queries
    3.2.  EDNS Queries
      3.2.1.  EDNS Queries: Version Independent
      3.2.2.  EDNS Queries: Version Specific
      3.2.3.  EDNS Options
      3.2.4.  EDNS Flags
      3.2.5.  Truncated EDNS Responses
      3.2.6.  DO=1 Handling
      3.2.7.  EDNS over TCP
  4.  Firewalls and Load Balancers
  5.  Packet Scrubbing Services
  6.  Whole Answer Caches
  7.  Response Code Selection
  8.  Testing
    8.1.  Testing: Basic DNS
      8.1.1.  Is the server configured for the zone?
      8.1.2.  Testing Unknown Types
      8.1.3.  Testing Header Bits
      8.1.4.  Testing Unknown Opcodes
      8.1.5.  Testing TCP
    8.2.  Testing: Extended DNS
      8.2.1.  Testing Minimal EDNS
      8.2.2.  Testing EDNS Version Negotiation
      8.2.3.  Testing Unknown EDNS Options
      8.2.4.  Testing Unknown EDNS Flags
      8.2.5.  Testing EDNS Version Negotiation with Unknown EDNS
              Flags
      8.2.6.  Testing EDNS Version Negotiation with Unknown EDNS
              Options
      8.2.7.  Testing Truncated Responses
      8.2.8.  Testing DO=1 Handling
      8.2.9.  Testing EDNS Version Negotiation with DO=1
      8.2.10. Testing with Multiple Defined EDNS Options
    8.3.  When EDNS Is Not Supported
  9.  Remediation
  10. Security Considerations
  11. IANA Considerations
  12. References
    12.1.  Normative References
    12.2.  Informative References
  Acknowledgements
  Authors' Addresses

1. Introduction

  The DNS [RFC1034] [RFC1035] is a query/response protocol.  Failing to
  respond to queries or responding incorrectly causes both immediate
  operational problems and long-term problems with protocol
  development.
  Failure to respond to a query is indistinguishable from packet loss
  without doing an analysis of query-response patterns.  Additionally,
  failure to respond results in unnecessary queries being made by DNS
  clients and introduces delays to the resolution process.
  Due to the inability to distinguish between packet loss and
  nameservers or middleboxes dropping Extension Mechanisms for DNS
  (EDNS) [RFC6891] queries, packet loss is sometimes misclassified as
  lack of EDNS support, which can lead to DNSSEC validation failures.
  The existence of servers that fail to respond to queries results in
  developers being hesitant to deploy new standards.  Such servers need
  to be identified and remediated.
  The DNS has response codes that cover almost any conceivable query
  response.  A nameserver should be able to respond to any conceivable
  query using them.  There should be no need to drop queries because a
  nameserver does not understand them.
  Unless a nameserver is under attack, it should respond to all DNS
  requests directed to it.  When a nameserver is under attack, it may
  wish to drop packets.  A common attack is to use a nameserver as an
  amplifier by sending spoofed packets.  This is done because response
  packets are bigger than the queries and large amplification factors
  are available, especially if EDNS is supported.  Limiting the rate of
  responses is reasonable when this is occurring, and the client should
  retry.  However, this only works if legitimate clients are not being
  forced to guess whether or not EDNS queries are accepted.  As long as
  there is still a pool of servers that don't respond to EDNS requests,
  clients have no way to know if the lack of response is due to packet
  loss, EDNS packets not being supported, or rate limiting due to the
  server being under attack.  Misclassification of server behaviour is
  unavoidable when rate limiting is used until the population of
  servers that fail to respond to well-formed queries drops to near
  zero.
  Nameservers should respond to queries even if the queried name is not
  for any name the server is configured to answer for.  Misconfigured
  nameservers are a common occurrence in the DNS, and receiving queries
  for zones that the server is not configured for is not necessarily an
  indication that the server is under attack.  Parent zone operators
  are advised to regularly check that the delegating NS records are
  consistent with those of the delegated zone and to correct them when
  they are not (Section 4.2.2 of [RFC1034], Paragraph 3).  Doing this
  regularly should reduce the instances of broken delegations.
  This document does not try to identify all possible errors nor does
  it supply an exhaustive list of tests.

2. Consequences

  Failure to follow the guidance in relevant DNS RFCs has multiple
  adverse consequences.  Some are caused directly by the non-compliant
  behaviour and others as a result of workarounds forced on recursive
  servers.  Addressing known issues now will reduce future
  interoperability issues as the DNS protocol continues to evolve and
  clients make use of newly introduced DNS features.  In particular,
  the base DNS specification [RFC1034] [RFC1035] and the EDNS
  specification [RFC6891], when implemented, need to be followed.
  Some examples of known consequences include the following:
  *  The AD (Authenticated Data) bit in a response cannot be trusted to
     mean anything, as some servers incorrectly copy the flag bit from
     the request to the response [RFC1035] [RFC4035].  The use of the
     AD bit in requests is defined in [RFC6840].
  *  Widespread non-response to EDNS queries has led to recursive
     servers having to assume that EDNS is not supported and that
     fallback to plain DNS is required, potentially causing DNSSEC
     validation failures.
  *  Widespread non-response to EDNS options requires recursive servers
     to decide whether to probe to see if it is the specific EDNS
     option or the use of EDNS in general that is causing the non-
     response.  In the limited amount of time required to resolve a
     query before the client times out, this is not possible.
  *  Incorrectly returning FORMERR to an EDNS option being present
     leads to the recursive server not being able to determine if the
     server is just broken in the handling of the EDNS option or if it
     doesn't support EDNS at all.
  *  Mishandling of unknown query types has contributed to the
     abandonment of the transition of the SPF type.
  *  Mishandling of unknown query types has slowed up the development
     of DNS-Based Authentication of Named Entities (DANE) and resulted
     in additional rules being specified to reduce the probability of
     interacting with a broken server when making TLSA queries.
  The consequences of servers not following the RFCs will only grow if
  measures are not put in place to remove non-compliant servers from
  the ecosystem.  Working around issues due to non-compliance with RFCs
  is not sustainable.
  Most (if not all) of these consequences could have been avoided if
  action had been taken to remove non-compliant servers as soon as
  people were aware of them, i.e., to actively seek out broken
  implementations and servers and inform their developers and operators
  that they need to fix their servers.

3. Common Kinds of Queries That Result in No or Bad Responses

  This section is broken down into Basic DNS requests and EDNS
  requests.

3.1. Basic DNS Queries

3.1.1. Zone Existence

  If a zone is delegated to a server, that server should respond to a
  SOA query for that zone with an SOA record.  Failing to respond at
  all is always incorrect, regardless of the configuration of the
  server.  Responding with anything other than an SOA record in the
  answer section indicates a bad delegation.

3.1.2. Unknown/Unsupported Type Queries

  Some servers fail to respond to unknown or unsupported types.  If a
  server receives a query for a type that it doesn't recognise, or
  doesn't implement, it is expected to return the appropriate response
  as if it did recognise the type but does not have any data for that
  type, i.e., either NOERROR or NXDOMAIN.  The exceptions to this are
  queries for Meta-RR types, which may return NOTIMP.

3.1.3. DNS Flags

  Some servers fail to respond to DNS queries with various DNS flags
  set, regardless of whether they are defined or still reserved.  At
  the time of writing, there are servers that fail to respond to
  queries with the AD flag set to 1 and servers that fail to respond to
  queries with the last reserved flag set.
  Servers should respond to such queries.  If the server does not know
  the meaning of a flag, it must not copy it to the response
  (Section 4.1.1 of [RFC1035]).  If the server does not understand the
  meaning of a request, it should reply with a FORMERR response with
  unknown flags set to zero.

3.1.3.1. Recursive Queries

  A non-recursive server is supposed to respond to recursive queries as
  if the Recursion Desired (RD) bit is not set [RFC1034].

3.1.4. Unknown DNS Opcodes

  The use of previously undefined opcodes is to be expected.  Since the
  DNS was first defined, two new opcodes have been added, UPDATE and
  NOTIFY.
  NOTIMP is the expected rcode to an unknown or unimplemented opcode.
     |  NOTE: while new opcodes will most probably use the current
     |  layout structure for the rest of the message, there is no
     |  requirement that anything other than the DNS header match.

3.1.5. TCP Queries

  All DNS servers are supposed to respond to queries over TCP
  [RFC7766].  While firewalls should not block TCP connection attempts,
  those that do should cleanly terminate the connection by sending TCP
  RESET or sending ICMP/ICMPv6 Administratively Prohibited messages.
  Dropping TCP connections introduces excessive delays to the
  resolution process.

3.2. EDNS Queries

  EDNS queries are specified in [RFC6891].

3.2.1. EDNS Queries: Version Independent

  Identifying servers that fail to respond to EDNS queries can be done
  by first confirming that the server responds to regular DNS queries,
  followed by a series of otherwise identical queries using EDNS, then
  making the original query again.  A series of EDNS queries is needed,
  as at least one DNS implementation responds to the first EDNS query
  with FORMERR but fails to respond to subsequent queries from the same
  address for a period until a regular DNS query is made.  The EDNS
  query should specify a UDP buffer size of 512 bytes to avoid false
  classification of not supporting EDNS due to response packet size.
  If the server responds to the first and last queries but fails to
  respond to most or all of the EDNS queries, it is probably faulty.
  The test should be repeated a number of times to eliminate the
  likelihood of a false positive due to packet loss.
  Firewalls may also block larger EDNS responses, but there is no easy
  way to check authoritative servers to see if the firewall is
  misconfigured.

3.2.2. EDNS Queries: Version Specific

  Some servers respond correctly to EDNS version 0 queries but fail to
  respond to EDNS queries with version numbers that are higher than
  zero.  Servers should respond with BADVERS to EDNS queries with
  version numbers that they do not support.
  Some servers respond correctly to EDNS version 0 queries but fail to
  set QR=1 when responding to EDNS versions they do not support.  Such
  responses may be discarded as invalid (as QR is not 1) or treated as
  requests (when the source port of the original request was port 53).

3.2.3. EDNS Options

  Some servers fail to respond to EDNS queries with EDNS options set.
  The original EDNS specification left this behaviour undefined
  [RFC2671], but the correct behaviour was clarified in [RFC6891].
  Unknown EDNS options are supposed to be ignored by the server.

3.2.4. EDNS Flags

  Some servers fail to respond to EDNS queries with EDNS flags set.
  Servers should ignore EDNS flags they do not understand and must not
  add them to the response [RFC6891].

3.2.5. Truncated EDNS Responses

  Some EDNS-aware servers fail to include an OPT record when a
  truncated response is sent.  An OPT record is supposed to be included
  in a truncated response [RFC6891].
  Some EDNS-aware servers fail to honour the advertised EDNS UDP buffer
  size and send oversized responses [RFC6891].  Servers must send UDP
  responses no larger than the advertised EDNS UDP buffer size.

3.2.6. DO=1 Handling

  Some nameservers incorrectly only return an EDNS response when the
  DNSSEC OK (DO) bit [RFC3225] is 1 in the query.  Servers that support
  EDNS should always respond to EDNS requests with EDNS responses.
  Some nameservers fail to copy the DO bit to the response despite
  clearly supporting DNSSEC by returning an RRSIG records to EDNS
  queries with DO=1.  Nameservers that support DNSSEC are expected to
  copy the DO bit from the request to the response.

3.2.7. EDNS over TCP

  Some EDNS-aware servers incorrectly limit the TCP response sizes to
  the advertised UDP response size.  This breaks DNS resolution to
  clients where the response sizes exceed the advertised UDP response
  size despite the server and the client being capable of sending and
  receiving larger TCP responses, respectively.  It effectively defeats
  setting TC=1 in UDP responses.

4. Firewalls and Load Balancers

  Firewalls and load balancers can affect the externally visible
  behaviour of a nameserver.  Tests for conformance should to be done
  from outside of any firewall so that the system is tested as a whole.
  Firewalls and load balancers should not drop DNS packets that they
  don't understand.  They should either pass the packets or generate an
  appropriate error response.
  Requests for unknown query types are normal client behaviour and
  should not be construed as an attack.  Nameservers have always been
  expected to be able to handle such queries.
  Requests for unknown query classes are normal client behaviour and
  should not be construed as an attack.  Nameservers have always been
  expected to be able to handle such queries.
  Requests with unknown opcodes are normal client behaviour and should
  not be construed as an attack.  Nameservers have always been expected
  to be able to handle such queries.
  Requests with unassigned flags set (DNS or EDNS) are expected client
  behaviour and should not be construed as an attack.  The behaviour
  for unassigned flags is to ignore them in the request and to not set
  them in the response.  Dropping DNS/EDNS packets with unassigned
  flags makes it difficult to deploy extensions that make use of them
  due to the need to reconfigure and update firewalls.
  Requests with unknown EDNS options are expected client behaviour and
  should not be construed as an attack.  The correct behaviour for
  unknown EDNS options is to ignore their presence when constructing a
  reply.
  Requests with unknown EDNS versions are expected client behaviour and
  should not be construed as an attack.  The correct behaviour for
  unknown EDNS versions is to return BADVERS along with the highest
  EDNS version the server supports.  Dropping EDNS packets breaks EDNS
  version negotiation.
  Firewalls should not assume that there will only be a single response
  message to a request.  There have been proposals to use EDNS to
  signal that multiple DNS messages be returned rather than a single
  UDP message that is fragmented at the IP layer.
  DNS, and EDNS in particular, are designed to allow clients to be able
  to use new features against older servers without having to validate
  every option.  Indiscriminate blocking of messages breaks that
  design.
  However, there may be times when a nameserver mishandles messages
  with a particular flag, EDNS option, EDNS version field, opcode, type
  or class field, or combination thereof to the point where the
  integrity of the nameserver is compromised.  Firewalls should offer
  the ability to selectively reject messages using an appropriately
  constructed response based on all these fields while awaiting a fix
  from the nameserver vendor.  Returning FORMERR or REFUSED are two
  potential error codes to return.

5. Packet Scrubbing Services

  Packet scrubbing services are used to filter out undesired traffic,
  including but not limited to denial-of-service traffic.  This is
  often done using heuristic analysis of the traffic.
  Packet scrubbing services can affect the externally visible behaviour
  of a nameserver in a similar way to firewalls.  If an operator uses a
  packet scrubbing service, they should check that legitimate queries
  are not being blocked.
  Packet scrubbing services, unlike firewalls, are also turned on and
  off in response to denial-of-service attacks.  One needs to take care
  when choosing a scrubbing service.
  Ideally, operators should run these tests against a packet scrubbing
  service to ensure that these tests are not seen as attack vectors.

6. Whole Answer Caches

  Whole answer caches take a previously constructed answer and return
  it to a subsequent query for the same question.  However, they can
  return the wrong response if they do not take all of the relevant
  attributes of the query into account.
  In addition to the standard tuple of <qname,qtype,qclass>, a non-
  exhaustive set of attributes that must be considered include: RD, AD,
  CD, OPT record, DO, EDNS buffer size, EDNS version, EDNS options, and
  transport.

7. Response Code Selection

  Choosing the correct response code when responding to DNS queries is
  important.  Response codes should be chosen considering how clients
  will handle them.
  For unimplemented opcodes, NOTIMP is the expected response code.
  Note: newly implemented opcodes may change the message format by
  extending the header, changing the structure of the records, etc.
  Servers are not expected to be able to parse these and should respond
  with a response code of NOTIMP rather than FORMERR (which would be
  expected if there was a parse error with a known opcode).
  For unimplemented type codes, and in the absence of other errors, the
  only valid response is NOERROR if the qname exists and NXDOMAIN
  otherwise.  For Meta-RRs, NOTIMP may be returned instead.
  If a zone cannot be loaded because it contains unimplemented type
  codes that are not encoded as unknown record types according to
  [RFC3597], then the expected response is SERVFAIL, as the whole zone
  should be rejected (Section 5.2 of [RFC1035]).  If a zone loads, then
  Section 4.3.2 of [RFC1034] applies.
  If the server supports EDNS and receives a query with an unsupported
  EDNS version, the correct response is BADVERS [RFC6891].
  If the server does not support EDNS at all, FORMERR is the expected
  error code.  That said, a minimal EDNS server implementation requires
  parsing the OPT records and responding with an empty OPT record in
  the additional section in most cases.  There is no need to interpret
  any EDNS options present in the request, as unsupported EDNS options
  are expected to be ignored [RFC6891].  Additionally, EDNS flags can
  be ignored.  The only part of the OPT record that needs to be
  examined is the version field to determine if BADVERS needs to be
  sent or not.

8. Testing

  Testing is divided into two sections: "Basic DNS", which all servers
  should meet, and "Extended DNS", which should be met by all servers
  that support EDNS (a server is deemed to support EDNS if it gives a
  valid EDNS response to any EDNS query).  If a server does not support
  EDNS, it should still respond to all the tests, albeit with error
  responses.
  These tests query for records at the apex of a zone that the server
  is nominally configured to serve.  All tests should use the same
  zone.
  It is advisable to run all of the tests below in parallel so as to
  minimise the delays due to multiple timeouts when the servers do not
  respond.  There are 16 queries directed to each nameserver (assuming
  no packet loss) testing different aspects of Basic DNS and Extended
  DNS.
  The tests below use dig from BIND 9.11.0 [ISC].  Replace $zone with
  the name of the zone being used for testing.  Replace $server with
  the name or address of the server being tested.
  When testing, recursive servers set RD=1 and choose a zone name that
  is known to exist and is not being served by the recursive server.
  The root zone (".") is often a good candidate, as it is DNSSEC
  signed.  RD=1, rather than RD=0, should be present in the responses
  for all test involving the opcode QUERY.  Non-authoritative answers
  (AA=0) are expected when talking to a recursive server.  AD=1 is only
  expected if the server is validating responses and one or both AD=1
  or DO=1 is set in the request, otherwise AD=0 is expected.

8.1. Testing: Basic DNS

  This first set of tests cover Basic DNS server behaviour and all
  servers should pass these tests.

8.1.1. Is the server configured for the zone?

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set and without EDNS.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the Authoritative Answer
  (AA) and Query/Response (QR) bits to be set in the header; the
  Recursion Available (RA) bits may also be set [RFC1034].  We do not
  expect an OPT record to be returned [RFC6891].
  Verify the server is configured for the zone:
  dig +noedns +noad +norec soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present

8.1.2. Testing Unknown Types

  Identifying servers that fail to respond to unknown or unsupported
  types can be done by making an initial DNS query for an A record,
  making a number of queries for an unallocated type, then making a
  query for an A record again.  IANA maintains a registry of allocated
  types [IANA-DNS].
  If the server responds to the first and last queries but fails to
  respond to the queries for the unallocated type, it is probably
  faulty.  The test should be repeated a number of times to eliminate
  the likelihood of a false positive due to packet loss.
  Ask for the TYPE1000 RRset at the configured zone's name.  This query
  is made with no DNS flag bits set and without EDNS.  TYPE1000 has
  been chosen for this purpose, as IANA is unlikely to allocate this
  type in the near future and it is not in a range reserved for private
  use [RFC6895].  Any unallocated type code could be chosen for this
  test.
  We expect no records to be returned in the answer section, the rcode
  to be set to NOERROR, and the AA and QR bits to be set in the header;
  RA may also be set [RFC1034].  We do not expect an OPT record to be
  returned [RFC6891].
  Check that queries for an unknown type work:
  dig +noedns +noad +norec type1000 $zone @$server
  expect: status: NOERROR
  expect: an empty answer section.
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present

8.1.3. Testing Header Bits

8.1.3.1. Testing CD=1 Queries

  Ask for the SOA record of the configured zone.  This query is made
  with only the CD DNS flag bit set, with all other DNS bits clear, and
  without EDNS.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header.  We do not expect an OPT record to be returned.
  If the server supports DNSSEC, CD should be set in the response
  [RFC4035]; otherwise, CD should be clear [RFC1034].
  Check that queries with CD=1 work:
  dig +noedns +noad +norec +cd soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present

8.1.3.2. Testing AD=1 Queries

  Ask for the SOA record of the configured zone.  This query is made
  with only the AD DNS flag bit set, with all other DNS bits clear, and
  without EDNS.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header.  We do not expect an OPT record to be returned.
  The purpose of this query is to detect blocking of queries with the
  AD bit present, not the specific value of AD in the response.
  Check that queries with AD=1 work:
  dig +noedns +norec +ad soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: the OPT record to NOT be present
  AD use in queries is defined in [RFC6840].

8.1.3.3. Testing Reserved Bit

  Ask for the SOA record of the configured zone.  This query is made
  with only the final reserved DNS flag bit set, with all other DNS
  bits clear, and without EDNS.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may be set.  The final reserved bit must not be
  set [RFC1034].  We do not expect an OPT record to be returned
  [RFC6891].
  Check that queries with the last unassigned DNS header flag work and
  that the flag bit is not copied to the response:
  dig +noedns +noad +norec +zflag soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: MBZ to NOT be in the response (see below)
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present
  MBZ (Must Be Zero) is a dig-specific indication that the flag bit has
  been incorrectly copied.  See Section 4.1.1 of [RFC1035]:
  "Z  Reserved for future use.  Must be zero in all queries and
     responses."

8.1.3.4. Testing Recursive Queries

  Ask for the SOA record of the configured zone.  This query is made
  with only the RD DNS flag bit set and without EDNS.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA, QR and RD bits
  to be set in the header; RA may also be set [RFC1034].  We do not
  expect an OPT record to be returned [RFC6891].
  Check that recursive queries work:
  dig +noedns +noad +rec soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: flag: aa to be present
  expect: flag: rd to be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present

8.1.4. Testing Unknown Opcodes

  Construct a DNS message that consists of only a DNS header with
  opcode set to 15 (currently not allocated), no DNS header bits set,
  and empty question, answer, authority, and additional sections.
  Check that new opcodes are handled:
  dig +noedns +noad +opcode=15 +norec +header-only @$server
  expect: status: NOTIMP
  expect: opcode: 15
  expect: all sections to be empty
  expect: flag: aa to NOT be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present

8.1.5. Testing TCP

  Whether a server accepts TCP connections can be tested by first
  checking that it responds to UDP queries to confirm that it is up and
  operating, then attempting the same query over TCP.  An additional
  query should be made over UDP if the TCP connection attempt fails to
  confirm that the server under test is still operating.
  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set and without EDNS.  This query is to be sent
  using TCP.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may also be set [RFC1034].  We do not expect an
  OPT record to be returned [RFC6891].
  Check that TCP queries work:
  dig +noedns +noad +norec +tcp soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: flag: aa to be present
  expect: flag: rd to NOT be present
  expect: flag: ad to NOT be present
  expect: the OPT record to NOT be present
  The requirement that TCP be supported is defined in [RFC7766].

8.2. Testing: Extended DNS

  The next set of tests cover various aspects of EDNS behaviour.  If
  any of these tests succeed (indicating at least some EDNS support),
  then all of them should succeed.  There are servers that support EDNS
  but fail to handle plain EDNS queries correctly, so a plain EDNS
  query is not a good indicator of lack of EDNS support.

8.2.1. Testing Minimal EDNS

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 0 is used without any EDNS
  options or EDNS flags set.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may also be set [RFC1034].  We expect an OPT
  record to be returned.  There should be no EDNS flags present in the
  response.  The EDNS version field should be 0, and there should be no
  EDNS options present [RFC6891].
  Check that plain EDNS queries work:
  dig +nocookie +edns=0 +noad +norec soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: EDNS Version 0 in response
  expect: flag: aa to be present
  expect: flag: ad to NOT be present
  +nocookie disables sending an EDNS COOKIE option, which is otherwise
  enabled by default in BIND 9.11.0 (and later).

8.2.2. Testing EDNS Version Negotiation

  Ask for the SOA record of a zone the server is nominally configured
  to serve.  This query is made with no DNS flag bits set.  EDNS
  version 1 is used without any EDNS options or EDNS flags set.
  We expect the SOA record for the zone to NOT be returned in the
  answer section with the extended rcode set to BADVERS and the QR bit
  to be set in the header; RA may also be set [RFC1034].  We expect an
  OPT record to be returned.  There should be no EDNS flags present in
  the response.  The EDNS version field should be 0 in the response, as
  no other EDNS version has as yet been specified [RFC6891].
  Check that EDNS version 1 queries work (EDNS supported):
  dig +nocookie +edns=1 +noednsneg +noad +norec soa $zone @$server
  expect: status: BADVERS
  expect: the SOA record to NOT be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: EDNS Version 0 in response
  expect: flag: aa to NOT be present
  expect: flag: ad to NOT be present
  +noednsneg has been set, as dig supports EDNS version negotiation,
  and we want to see only the response to the initial EDNS version 1
  query.

8.2.3. Testing Unknown EDNS Options

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 0 is used without any EDNS
  flags.  An EDNS option is present with a value that has not yet been
  assigned by IANA.  We have picked an unassigned code of 100 for the
  example below.  Any unassigned EDNS option code could have been
  chosen for this test.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may also be set [RFC1034].  We expect an OPT
  record to be returned.  There should be no EDNS flags present in the
  response.  The EDNS version field should be 0, as EDNS versions other
  than 0 are yet to be specified, and there should be no EDNS options
  present, as unknown EDNS options are supposed to be ignored by the
  server (Section 6.1.1 of [RFC6891]).
  Check that EDNS queries with an unknown option work (EDNS supported):
  dig +nocookie +edns=0 +noad +norec +ednsopt=100 soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: OPT=100 to NOT be present
  expect: EDNS Version 0 in response
  expect: flag: aa to be present
  expect: flag: ad to NOT be present

8.2.4. Testing Unknown EDNS Flags

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 0 is used without any EDNS
  options.  An unassigned EDNS flag bit is set (0x40 in this case).
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may also be set [RFC1034].  We expect an OPT
  record to be returned.  There should be no EDNS flags present in the
  response, as unknown EDNS flags are supposed to be ignored.  The EDNS
  version field should be 0, and there should be no EDNS options
  present [RFC6891].
  Check that EDNS queries with unknown flags work (EDNS supported):
  dig +nocookie +edns=0 +noad +norec +ednsflags=0x40 soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: MBZ not to be present
  expect: EDNS Version 0 in response
  expect: flag: aa to be present
  expect: flag: ad to NOT be present
  MBZ (Must Be Zero) is a dig-specific indication that a flag bit has
  been incorrectly copied, as per Section 6.1.4 of [RFC6891].

8.2.5. Testing EDNS Version Negotiation with Unknown EDNS Flags

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 1 is used without any EDNS
  options.  An unassigned EDNS flag bit is set (0x40 in this case).
  We expect the SOA record for the zone to NOT be returned in the
  answer section with the extended rcode set to BADVERS and the QR bit
  to be set in the header; RA may also be set [RFC1034].  We expect an
  OPT record to be returned.  There should be no EDNS flags present in
  the response, as unknown EDNS flags are supposed to be ignored.  The
  EDNS version field should be 0, as EDNS versions other than 0 are yet
  to be specified, and there should be no EDNS options present
  [RFC6891].
  Check that EDNS version 1 queries with unknown flags work (EDNS
  supported):
  dig +nocookie +edns=1 +noednsneg +noad +norec +ednsflags=0x40 soa \
      $zone @$server
  expect: status: BADVERS
  expect: SOA record to NOT be present
  expect: an OPT record to be present in the additional section
  expect: MBZ not to be present
  expect: EDNS Version 0 in response
  expect: flag: aa to NOT be present
  expect: flag: ad to NOT be present

8.2.6. Testing EDNS Version Negotiation with Unknown EDNS Options

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 1 is used.  An unknown EDNS
  option is present.  We have picked an unassigned code of 100 for the
  example below.  Any unassigned EDNS option code could have been
  chosen for this test.
  We expect the SOA record for the zone to NOT be returned in the
  answer section with the extended rcode set to BADVERS and the QR bit
  to be set in the header; RA may also be set [RFC1034].  We expect an
  OPT record to be returned.  There should be no EDNS flags present in
  the response.  The EDNS version field should be 0, as EDNS versions
  other than 0 are yet to be specified, and there should be no EDNS
  options present [RFC6891].
  Check that EDNS version 1 queries with unknown options work (EDNS
  supported):
  dig +nocookie +edns=1 +noednsneg +noad +norec +ednsopt=100 soa \
      $zone @$server
  expect: status: BADVERS
  expect: SOA record to NOT be present
  expect: an OPT record to be present in the additional section
  expect: OPT=100 to NOT be present
  expect: EDNS Version 0 in response
  expect: flag: aa to NOT be present
  expect: flag: ad to NOT be present

8.2.7. Testing Truncated Responses

  Ask for the DNSKEY records of the configured zone, which must be a
  DNSSEC signed zone.  This query is made with no DNS flag bits set.
  EDNS version 0 is used without any EDNS options.  The only EDNS flag
  set is DO.  The EDNS UDP buffer size is set to 512.  The intention of
  this query is to elicit a truncated response from the server.  Most
  signed DNSKEY responses are bigger than 512 bytes.  This test will
  not give a valid result if the zone is not signed.
  We expect a response, the rcode to be set to NOERROR, and the AA and
  QR bits to be set.  AD may be set in the response if the server
  supports DNSSEC; otherwise it should be clear; TC and RA may also be
  set [RFC1035] [RFC4035].  We expect an OPT record to be present in
  the response.  There should be no EDNS flags other than DO present in
  the response.  The EDNS version field should be 0, and there should
  be no EDNS options present [RFC6891].
  If TC is not set, it is not possible to confirm that the server
  correctly adds the OPT record to the truncated responses or not.
  dig +norec +dnssec +bufsize=512 +ignore dnskey $zone @$server
  expect: NOERROR
  expect: OPT record with version set to 0

8.2.8. Testing DO=1 Handling

  Ask for the SOA record of the configured zone, which does not need to
  be DNSSEC signed.  This query is made with no DNS flag bits set.
  EDNS version 0 is used without any EDNS options.  The only EDNS flag
  set is DO.
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the response.  AD may be set in the response if the server
  supports DNSSEC, otherwise it should be clear; RA may also be set
  [RFC1034].  We expect an OPT record to be returned.  There should be
  no EDNS flags other than DO present in the response, which should be
  present if the server supports DNSSEC.  The EDNS version field should
  be 0, and there should be no EDNS options present [RFC6891].
  Check that DO=1 queries work (EDNS supported):
  dig +nocookie +edns=0 +noad +norec +dnssec soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: DO=1 to be present if an RRSIG is in the response
  expect: EDNS Version 0 in response
  expect: flag: aa to be present

8.2.9. Testing EDNS Version Negotiation with DO=1

  Ask for the SOA record of the configured zone, which does not need to
  be DNSSEC signed.  This query is made with no DNS flag bits set.
  EDNS version 1 is used without any EDNS options.  The only EDNS flag
  set is DO.
  We expect the SOA record for the zone NOT to be returned in the
  answer section, the extended rcode to be set to BADVERS, and the QR
  bit to be set in the header; RA may also be set [RFC1034].  We expect
  an OPT record to be returned.  There should be no EDNS flags other
  than DO present in the response, which should be there if the server
  supports DNSSEC.  The EDNS version field should be 0, and there
  should be no EDNS options present [RFC6891].
  Check that EDNS version 1, DO=1 queries work (EDNS supported):
  dig +nocookie +edns=1 +noednsneg +noad +norec +dnssec soa \
      $zone @$server
  expect: status: BADVERS
  expect: SOA record to NOT be present
  expect: an OPT record to be present in the additional section
  expect: DO=1 to be present if the EDNS version 0 DNSSEC query test
          returned DO=1
  expect: EDNS Version 0 in response
  expect: flag: aa to NOT be present

8.2.10. Testing with Multiple Defined EDNS Options

  Ask for the SOA record of the configured zone.  This query is made
  with no DNS flag bits set.  EDNS version 0 is used.  A number of
  defined EDNS options are present (NSID [RFC5001], DNS COOKIE
  [RFC7873], EDNS Client Subnet [RFC7871], and EDNS Expire [RFC7314]).
  We expect the SOA record for the zone to be returned in the answer
  section, the rcode to be set to NOERROR, and the AA and QR bits to be
  set in the header; RA may also be set [RFC1034].  We expect an OPT
  record to be returned.  There should be no EDNS flags present in the
  response.  The EDNS version field should be 0.  Any of the requested
  EDNS options supported by the server and permitted server
  configuration may be returned [RFC6891].
  Check that EDNS queries with multiple defined EDNS options work:
  dig +edns=0 +noad +norec +cookie +nsid +expire +subnet=0.0.0.0/0 \
      soa $zone @$server
  expect: status: NOERROR
  expect: the SOA record to be present in the answer section
  expect: an OPT record to be present in the additional section
  expect: EDNS Version 0 in response
  expect: flag: aa to be present
  expect: flag: ad to NOT be present

8.3. When EDNS Is Not Supported

  If EDNS is not supported by the nameserver, we expect a response to
  each of the above queries.  That response may be a FORMERR error
  response, or the OPT record may just be ignored.
  Some nameservers only return an EDNS response when a particular EDNS
  option or flag (e.g., DO=1) is present in the request.  This
  behaviour is not compliant behaviour and may hide other incorrect
  behaviour from the above tests.  Retesting with the triggering
  option/flag present will expose this misbehaviour.

9. Remediation

  Nameserver operators are generally expected to test their own
  infrastructure for compliance to standards.  The above tests should
  be run when new systems are brought online and should be repeated
  periodically to ensure continued interoperability.
  Domain registrants who do not maintain their own DNS infrastructure
  are entitled to a DNS service that conforms to standards and
  interoperates well.  Registrants who become aware that their DNS
  operator does not have a well-maintained or compliant infrastructure
  should insist that their service provider correct issues and switch
  providers if they do not.
  In the event that an operator experiences problems due to the
  behaviour of nameservers outside their control, the above tests will
  help in narrowing down the precise issue(s), which can then be
  reported to the relevant party.
  If contact information for the operator of a misbehaving nameserver
  is not already known, the following methods of communication could be
  considered:
  *  the RNAME of the zone authoritative for the name of the
     misbehaving server
  *  the RNAME of zones for which the offending server is authoritative
  *  administrative or technical contacts listed in the registration
     information for the parent domain of the name of the misbehaving
     server or for zones for which the nameserver is authoritative
  *  the registrar or registry for such zones
  *  DNS-specific, operational fora (e.g., mailing lists)
  Operators of parent zones may wish to regularly test the
  authoritative nameservers of their child zones.  However, parent
  operators can have widely varying capabilities in terms of
  notification or remediation depending on whether they have a direct
  relationship with the child operator.  Many Top-Level Domain (TLD)
  registries, for example, cannot directly contact their registrants
  and may instead need to communicate through the relevant registrar.
  In such cases, it may be most efficient for registrars to take on the
  responsibility for testing the nameservers of their registrants,
  since they have a direct relationship.
  When notification is not effective at correcting problems with a
  misbehaving nameserver, parent operators can choose to remove NS
  record sets (and glue records below) that refer to the faulty server
  until the servers are fixed.  This should only be done as a last
  resort and with due consideration, as removal of a delegation can
  have unanticipated side effects.  For example, other parts of the DNS
  tree may depend on names below the removed zone cut, and the parent
  operator may find themselves responsible for causing new DNS failures
  to occur.

10. Security Considerations

  Testing protocol compliance can potentially result in false reports
  of attempts to attack services from Intrusion Detection Services and
  firewalls.  All of the tests are well-formed (though not necessarily
  common) DNS queries.  None of the tests listed above should cause any
  harm to a protocol-compliant server.
  Relaxing firewall settings to ensure EDNS compliance could
  potentially expose a critical implementation flaw in the nameserver.
  Nameservers should be tested for conformance before relaxing firewall
  settings.
  When removing delegations for non-compliant servers, there can be a
  knock-on effect on other zones that require these zones to be
  operational for the nameservers addresses to be resolved.

11. IANA Considerations

  This document has no IANA actions.

12. References

12.1. Normative References

  [RFC1034]  Mockapetris, P., "Domain names - concepts and facilities",
             STD 13, RFC 1034, DOI 10.17487/RFC1034, November 1987,
             <https://www.rfc-editor.org/info/rfc1034>.
  [RFC1035]  Mockapetris, P., "Domain names - implementation and
             specification", STD 13, RFC 1035, DOI 10.17487/RFC1035,
             November 1987, <https://www.rfc-editor.org/info/rfc1035>.
  [RFC3225]  Conrad, D., "Indicating Resolver Support of DNSSEC",
             RFC 3225, DOI 10.17487/RFC3225, December 2001,
             <https://www.rfc-editor.org/info/rfc3225>.
  [RFC4035]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
             Rose, "Protocol Modifications for the DNS Security
             Extensions", RFC 4035, DOI 10.17487/RFC4035, March 2005,
             <https://www.rfc-editor.org/info/rfc4035>.
  [RFC6840]  Weiler, S., Ed. and D. Blacka, Ed., "Clarifications and
             Implementation Notes for DNS Security (DNSSEC)", RFC 6840,
             DOI 10.17487/RFC6840, February 2013,
             <https://www.rfc-editor.org/info/rfc6840>.
  [RFC6891]  Damas, J., Graff, M., and P. Vixie, "Extension Mechanisms
             for DNS (EDNS(0))", STD 75, RFC 6891,
             DOI 10.17487/RFC6891, April 2013,
             <https://www.rfc-editor.org/info/rfc6891>.
  [RFC6895]  Eastlake 3rd, D., "Domain Name System (DNS) IANA
             Considerations", BCP 42, RFC 6895, DOI 10.17487/RFC6895,
             April 2013, <https://www.rfc-editor.org/info/rfc6895>.
  [RFC7766]  Dickinson, J., Dickinson, S., Bellis, R., Mankin, A., and
             D. Wessels, "DNS Transport over TCP - Implementation
             Requirements", RFC 7766, DOI 10.17487/RFC7766, March 2016,
             <https://www.rfc-editor.org/info/rfc7766>.

12.2. Informative References

  [IANA-DNS] IANA, "Domain Name System (DNS) Parameters",
             <https://www.iana.org/assignments/dns-parameters/>.
  [ISC]      "Internet Systems Consortuim", <https://www.isc.org/>.
  [RFC2671]  Vixie, P., "Extension Mechanisms for DNS (EDNS0)",
             RFC 2671, DOI 10.17487/RFC2671, August 1999,
             <https://www.rfc-editor.org/info/rfc2671>.
  [RFC3597]  Gustafsson, A., "Handling of Unknown DNS Resource Record
             (RR) Types", RFC 3597, DOI 10.17487/RFC3597, September
             2003, <https://www.rfc-editor.org/info/rfc3597>.
  [RFC5001]  Austein, R., "DNS Name Server Identifier (NSID) Option",
             RFC 5001, DOI 10.17487/RFC5001, August 2007,
             <https://www.rfc-editor.org/info/rfc5001>.
  [RFC7314]  Andrews, M., "Extension Mechanisms for DNS (EDNS) EXPIRE
             Option", RFC 7314, DOI 10.17487/RFC7314, July 2014,
             <https://www.rfc-editor.org/info/rfc7314>.
  [RFC7871]  Contavalli, C., van der Gaast, W., Lawrence, D., and W.
             Kumari, "Client Subnet in DNS Queries", RFC 7871,
             DOI 10.17487/RFC7871, May 2016,
             <https://www.rfc-editor.org/info/rfc7871>.
  [RFC7873]  Eastlake 3rd, D. and M. Andrews, "Domain Name System (DNS)
             Cookies", RFC 7873, DOI 10.17487/RFC7873, May 2016,
             <https://www.rfc-editor.org/info/rfc7873>.

Acknowledgements

  The contributions of Matthew Pounsett and Tim Wicinski are gratefully
  acknowledged.

Authors' Addresses

  M. Andrews
  Internet Systems Consortium
  PO Box 360
  Newmarket, NH 03857
  United States of America
  Email: [email protected]


  Ray Bellis
  Internet Systems Consortium
  PO Box 360
  Newmarket, NH 03857
  United States of America
  Email: [email protected]