RFC2248

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Network Working Group N. Freed Request for Comments: 2248 Innosoft Obsoletes: 1565 S. Kille Category: Standards Track ISODE Consortium

                                                      January 1998
                Network Services Monitoring MIB

Status of this Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright (C) The Internet Society (1998). All Rights Reserved.

Introduction

A networked application is a realization of some well defined service on one or more host computers that is accessible via some network, uses some network for its internal operations, or both.

There are a wide range of networked applications for which it is appropriate to provide SNMP monitoring of their network usage. This includes applications using both TCP/IP and OSI networking. This document defines a MIB which contains the elements common to the monitoring of any network service application. This information includes a table of all monitorable network service applications, a count of the associations (connections) to each application, and basic information about the parameters and status of each application-related association.

This MIB may be used on its own for any application, and for most simple applications this will suffice. This MIB is also designed to serve as a building block which can be used in conjunction with application-specific monitoring and management. Two examples of this are MIBs defining additional variables for monitoring a Message Transfer Agent (MTA) service or a Directory Service Agent (DSA) service. It is expected that further MIBs of this nature will be specified.

This MIB does not attempt to provide facilities for management of the host or hosts the network service application runs on, nor does it provide facilities for monitoring applications that provide something other than a network service. Host resource and general application monitoring is handled by the Host Resources MIB at present; development of an additional application MIB is currently underway in the IETF.

Table of Contents

The SNMPv2 Network Management Framework

The SNMPv2 Network Management Framework consists of seven major components. They are:

o RFC 1902 [1] which defines the SMI, the mechanisms used for

    describing and naming objects for the purpose of management.

o RFC 1903 [2] defines textual conventions for SNMPv2.

o RFC 1904 [3] defines conformance statements for SNMPv2.

o RFC 1905 [4] defines transport mappings for SNMPv2.

o RFC 1906 [5] defines the protocol operations used for network

    access to managed objects.

o RFC 1907 [6] defines the Management Information Base for SNMPv2.

o RFC 1908 [7] specifies coexistance between SNMP and SNMPv2.

The Framework permits new objects to be defined for the purpose of experimentation and evaluation.

Object Definitions

Managed objects are accessed via a virtual information store, termed the Management Information Base or MIB. Objects in the MIB are defined using the subset of Abstract Syntax Notation One (ASN.1) defined in the SMI. In particular, each object type is named by an OBJECT IDENTIFIER, an administratively assigned name. The object type together with an object instance serves to uniquely identify a specific instantiation of the object. For human convenience, we often use a textual string, termed the descriptor, to refer to the object type.

Rationale for having a Network Services Monitoring MIB

Much effort has been expended in developing tools to manage lower layer network facilities. However, relatively little work has been done on managing application layer entities. It is neither efficient nor reasonable to manage all aspects of application layer entities using only lower layer information. Moreover, the difficulty of managing application entities in this way increases dramatically as application entities become more complex.

This leads to a substantial need to monitor applications which provide network services, particularly distributed components such as MTAs and DSAs, by monitoring specific aspects of the application itself. Reasons to monitor such components include but are not limited to measuring load, detecting broken connectivity, isolating system failures, and locating congestion.

In order to manage network service applications effectively two requirements must be met:

(1)   It must be possible to monitor a large number of components
      (typical for a large organization).
(2)   Application monitoring must be integrated into general network
      management.

This specification defines simple read-only access; this is sufficient to determine up/down status and provide an indication of a broad class of operational problems.

General Relationship to Other MIBs

This MIB is intended to only provide facilities common to the monitoring of any network service application. It does not provide all the facilities necessary to monitor any specific application. Each specific type of network service application is expected to have a MIB of its own that makes use of these common facilities.

Restriction of Scope

The framework provided here is very minimal; there is a lot more that could be done. For example:

(1)   General network service application configuration monitoring
      and control.
(2)   Detailed examination and modification of individual entries in
      service-specific request queues.
(3)   Probing to determine the status of a specific request (e.g.
      the location of a mail message with a specific message-id).
(4)   Requesting that certain actions be performed (e.g. forcing an
      immediate connection and transfer of pending messages to some
      specific system).

All these capabilities are both impressive and useful. However, these capabilities would require provisions for strict security checking. These capabilities would also mandate a much more complex design, with many characteristics likely to be fairly implementation-specific. As a result such facilities are likely to be both contentious and difficult to implement.

This document religiously keeps things simple and focuses on the basic monitoring aspect of managing applications providing network services. The goal here is to provide a framework which is simple, useful, and widely implementable.

Configuration Information

This MIB attempts to provide information about the operational aspects of an application. Further information about the actual configuration of a given application may be kept in other places; the applDirectoryName or applURL may be used to point to places where such information is kept.

Application Objects

This MIB defines a set of general purpose attributes which would be appropriate for a range of applications that provide network services. Both OSI and non-OSI services can be accomodated. Additional tables defined in extensions to this MIB provide attributes specific to specific network services.

A table is defined which will have one row for each operational network service application on the system. The only static information held on the application is its name. All other static information should be obtained from various directory services. The applDirectoryName is an external key, which allows an SNMP MIB entry to be cleanly related to the X.500 Directory. In SNMP terms, the applications are grouped in a table called applTable, which is indexed by an integer key applIndex.

The type of the application will be determined by one or both of:

(1)   Additional MIB variables specific to the applications.
(2)   An association to the application of a specific protocol.

Definitions

NETWORK-SERVICES-MIB DEFINITIONS ::= BEGIN

IMPORTS

OBJECT-TYPE, Counter32, Gauge32, MODULE-IDENTITY, mib-2
  FROM SNMPv2-SMI
DisplayString, TimeStamp, TEXTUAL-CONVENTION
  FROM SNMPv2-TC
MODULE-COMPLIANCE, OBJECT-GROUP
  FROM SNMPv2-CONF;

application MODULE-IDENTITY

LAST-UPDATED "9708170000Z"
ORGANIZATION "IETF Mail and Directory Management Working Group"
CONTACT-INFO
  "        Ned Freed
   Postal: Innosoft International, Inc.
           1050 Lakes Drive
           West Covina, CA 91790
           US
      Tel: +1 626 919 3600
      Fax: +1 626 919 3614
   E-Mail: [email protected]"
DESCRIPTION
  "The MIB module describing network service applications"
REVISION "9311280000Z"
DESCRIPTION
  "The original version of this MIB was published in RFC 1565"
::= {mib-2 27}

-- Textual conventions

-- DistinguishedName is used to refer to objects in the -- directory.

DistinguishedName ::= TEXTUAL-CONVENTION

STATUS current
DESCRIPTION
    "A Distinguished Name represented in accordance with
     RFC 1779 [8]."
SYNTAX DisplayString

-- Uniform Resource Locators are stored in URLStrings.

URLString ::= TEXTUAL-CONVENTION

STATUS current
DESCRIPTION
    "A Uniform Resource Locator represented in accordance
     with RFC 1738 [10]."
SYNTAX DisplayString

-- The basic applTable contains a list of the application -- entities.

applTable OBJECT-TYPE

SYNTAX SEQUENCE OF ApplEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
    "The table holding objects which apply to all different
     kinds of applications providing network services.
     Each network service application capable of being
     monitored should have a single entry in this table."
::= {application 1}

applEntry OBJECT-TYPE

SYNTAX ApplEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
  "An entry associated with a single network service
   application."
INDEX {applIndex}
::= {applTable 1}

ApplEntry ::= SEQUENCE {

applIndex
    INTEGER,
applName
    DisplayString,
applDirectoryName
    DistinguishedName,
applVersion
    DisplayString,
applUptime
    TimeStamp,
applOperStatus
    INTEGER,
applLastChange
    TimeStamp,
applInboundAssociations
    Gauge32,
applOutboundAssociations
    Gauge32,
applAccumulatedInboundAssociations
    Counter32,
applAccumulatedOutboundAssociations
    Counter32,
applLastInboundActivity
    TimeStamp,
applLastOutboundActivity
    TimeStamp,
applRejectedInboundAssociations
    Counter32,
applFailedOutboundAssociations
    Counter32,
applDescription
    DisplayString,
applURL
    URLString

}

applIndex OBJECT-TYPE

SYNTAX INTEGER (1..2147483647)
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
  "An index to uniquely identify the network service
   application. This attribute is the index used for
   lexicographic ordering of the table."
::= {applEntry 1}

applName OBJECT-TYPE

SYNTAX DisplayString
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The name the network service application chooses to be
   known by."
::= {applEntry 2}

applDirectoryName OBJECT-TYPE

SYNTAX DistinguishedName
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The Distinguished Name of the directory entry where
   static information about this application is stored.
   An empty string indicates that no information about
   the application is available in the directory."
::= {applEntry 3}

applVersion OBJECT-TYPE

SYNTAX DisplayString
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The version of network service application software.
   This field is usually defined by the vendor of the
   network service application software."
::= {applEntry 4}

applUptime OBJECT-TYPE

SYNTAX TimeStamp
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The value of sysUpTime at the time the network service
   application was last initialized.  If the application was
   last initialized prior to the last initialization of the
   network management subsystem, then this object contains
   a zero value."
::= {applEntry 5}

applOperStatus OBJECT-TYPE

SYNTAX INTEGER {
  up(1),
  down(2),
  halted(3),
  congested(4),
  restarting(5),
  quiescing(6)
}
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "Indicates the operational status of the network service
   application. 'down' indicates that the network service is
   not available. 'up' indicates that the network service
   is operational and available.  'halted' indicates that the
   service is operational but not available.  'congested'
   indicates that the service is operational but no additional
   inbound associations can be accomodated.  'restarting'
   indicates that the service is currently unavailable but is
   in the process of restarting and will be available soon.
   'quiescing' indicates that service is currently operational
   but is in the process of shutting down. Additional inbound
   associations may be rejected by applications in the
   'quiescing' state."
::= {applEntry 6}

applLastChange OBJECT-TYPE

SYNTAX TimeStamp
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The value of sysUpTime at the time the network service
   application entered its current operational state.  If
   the current state was entered prior to the last
   initialization of the local network management subsystem,
   then this object contains a zero value."
::= {applEntry 7}

applInboundAssociations OBJECT-TYPE

SYNTAX Gauge32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The number of current associations to the network service
   application, where it is the responder.  An inbound
   assocation occurs when a another application successfully
   connects to this one."
::= {applEntry 8}

applOutboundAssociations OBJECT-TYPE

SYNTAX Gauge32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The number of current associations to the network service
   application, where it is the initiator.  An outbound
   association occurs when this application successfully
   connects to another one."
::= {applEntry 9}

applAccumulatedInboundAssociations OBJECT-TYPE

SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The total number of associations to the application entity
   since application initialization, where it was the responder."
::= {applEntry 10}

applAccumulatedOutboundAssociations OBJECT-TYPE

SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The total number of associations to the application entity
   since application initialization, where it was the initiator."
::= {applEntry 11}

applLastInboundActivity OBJECT-TYPE

SYNTAX TimeStamp
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The value of sysUpTime at the time this application last
   had an inbound association.  If the last association
   occurred prior to the last initialization of the network
   subsystem, then this object contains a zero value."
::= {applEntry 12}

applLastOutboundActivity OBJECT-TYPE

SYNTAX TimeStamp
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The value of sysUpTime at the time this application last
   had an outbound association.  If the last association
   occurred prior to the last initialization of the network
   subsystem, then this object contains a zero value."
::= {applEntry 13}

applRejectedInboundAssociations OBJECT-TYPE

SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The total number of inbound associations the application
   entity has rejected, since application initialization.
   Rejected associations are not counted in the accumulated
   association totals.  Note that this only counts
   associations the application entity has rejected itself;
   it does not count rejections that occur at lower layers
   of the network.  Thus, this counter may not reflect the
   true number of failed inbound associations."
::= {applEntry 14}

applFailedOutboundAssociations OBJECT-TYPE

SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The total number associations where the application entity
   is initiator and association establishment has failed,
   since application initialization.  Failed associations are
   not counted in the accumulated association totals."
::= {applEntry 15}

applDescription OBJECT-TYPE

SYNTAX DisplayString
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "A text description of the application.  This information
   is intended to identify and briefly describe the
   application in a status display."
::= {applEntry 16}

applURL OBJECT-TYPE

SYNTAX URLString
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "A URL pointing to a description of the application.
   This information is intended to identify and describe
   the application in a status display."
::= {applEntry 17}

-- The assocTable augments the information in the applTable -- with information about associations. Note that two levels -- of compliance are specified below, depending on whether -- association monitoring is mandated.

assocTable OBJECT-TYPE

SYNTAX SEQUENCE OF AssocEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
    "The table holding a set of all active application
     associations."
::= {application 2}

assocEntry OBJECT-TYPE

SYNTAX AssocEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
  "An entry associated with an association for a network
   service application."
INDEX {applIndex, assocIndex}
::= {assocTable 1}

AssocEntry ::= SEQUENCE {

assocIndex
    INTEGER,
assocRemoteApplication
    DisplayString,
assocApplicationProtocol
    OBJECT IDENTIFIER,
assocApplicationType
    INTEGER,
assocDuration
    TimeStamp

}

assocIndex OBJECT-TYPE

SYNTAX INTEGER (1..2147483647)
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION
  "An index to uniquely identify each association for a network
   service application.  This attribute is the index that is
   used for lexicographic ordering of the table.  Note that the
   table is also indexed by the applIndex."
::= {assocEntry 1}

assocRemoteApplication OBJECT-TYPE

SYNTAX DisplayString
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The name of the system running remote network service
   application.  For an IP-based application this should be
   either a domain name or IP address.  For an OSI application
   it should be the string encoded distinguished name of the
   managed object.  For X.400(1984) MTAs which do not have a
   Distinguished Name, the RFC 1327 [9] syntax
   'mta in globalid' should be used. Note, however, that not
   all connections an MTA are necessarily to another MTA."
::= {assocEntry 2}

assocApplicationProtocol OBJECT-TYPE

SYNTAX OBJECT IDENTIFIER
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "An identification of the protocol being used for the
   application.  For an OSI Application, this will be the
   Application Context.  For Internet applications, the IANA
   maintains a registry of the OIDs which correspond to
   well-known applications.  If the application protocol is
   not listed in the registry, an OID value of the form
   {applTCPProtoID port} or {applUDProtoID port} are used for
   TCP-based and UDP-based protocols, respectively. In either
   case 'port' corresponds to the primary port number being
   used by the protocol."
::= {assocEntry 3}

assocApplicationType OBJECT-TYPE

SYNTAX INTEGER {
    ua-initiator(1),
    ua-responder(2),
    peer-initiator(3),
    peer-responder(4)}
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "This indicates whether the remote application is some type of
   client making use of this network service (e.g. a Mail User
   Agent) or a server acting as a peer. Also indicated is whether
   the remote end initiated an incoming connection to the network
   service or responded to an outgoing connection made by the
   local application.  MTAs and messaging gateways are
   considered to be peers for the purposes of this variable."
::= {assocEntry 4}

assocDuration OBJECT-TYPE

SYNTAX TimeStamp
MAX-ACCESS read-only
STATUS current
DESCRIPTION
  "The value of sysUpTime at the time this association was
   started.  If this association started prior to the last
   initialization of the network subsystem, then this
   object contains a zero value."
::= {assocEntry 5}

-- Conformance information

applConformance OBJECT IDENTIFIER ::= {application 3}

applGroups OBJECT IDENTIFIER ::= {applConformance 1} applCompliances OBJECT IDENTIFIER ::= {applConformance 2}

-- Compliance statements

applCompliance MODULE-COMPLIANCE

STATUS current
DESCRIPTION
  "The compliance statement for SNMPv2 entities
   which implement the Network Services Monitoring MIB
   for basic monitoring of network service applications."
MODULE  -- this module
  MANDATORY-GROUPS {applGroup}
::= {applCompliances 1}

assocCompliance MODULE-COMPLIANCE

STATUS current
DESCRIPTION
  "The compliance statement for SNMPv2 entities which
   implement the Network Services Monitoring MIB for basic
   monitoring of network service applications and their
   associations."
MODULE  -- this module
  MANDATORY-GROUPS {applGroup, assocGroup}
::= {applCompliances 2}

-- Units of conformance

applGroup OBJECT-GROUP

OBJECTS {
  applName, applVersion, applUptime, applOperStatus,
  applLastChange, applInboundAssociations,
  applOutboundAssociations, applAccumulatedInboundAssociations,
  applAccumulatedOutboundAssociations, applLastInboundActivity,
  applLastOutboundActivity, applRejectedInboundAssociations,
  applFailedOutboundAssociations, applDescription, applURL}
STATUS current
DESCRIPTION
  "A collection of objects providing basic monitoring of
   network service applications."
::= {applGroups 1}

assocGroup OBJECT-GROUP

OBJECTS {
  assocRemoteApplication, assocApplicationProtocol,
  assocApplicationType, assocDuration}
STATUS current
DESCRIPTION
  "A collection of objects providing basic monitoring of
   network service applications' associations."
::= {applGroups 2}

-- OIDs of the form {applTCPProtoID port} are intended to be used -- for TCP-based protocols that don't have OIDs assigned by other -- means. {applUDPProtoID port} serves the same purpose for -- UDP-based protocols. In either case 'port' corresponds to -- the primary port number being used by the protocol. For example, -- assuming no other OID is assigned for SMTP, an OID of -- {applTCPProtoID 25} could be used, since SMTP is a TCP-based -- protocol that uses port 25 as its primary port.

applTCPProtoID OBJECT IDENTIFIER ::= {application 4} applUDPProtoID OBJECT IDENTIFIER ::= {application 5}

END

Changes made since RFC 1565

The only changes made to this document since it was issued as RFC 1565 [11] are the following:

(1)   applDescription and applURL fields have been added.  These
      fields are intended to identify and describe the application.
(2)   A number of DESCRIPTION fields have been reworded, hopefully
      making them clearer.
(3)   The new "quiescing" state has been added to applOperStatus.
(4)   The prose about "dynamic single threaded processes" has been
      removed -- it was simply too confusing.
(5)   Various RFC references have been updated to refer to more
      recent versions.
(6)   The MIB has been renamed from APPLICATION-MIB to NETWORK-
      SERVICES-MIB.  This was done because an application MIB is now
      under development within the IETF that provides very different
      functionality from this MIB.

Acknowledgements

This document is a product of the Mail and Directory Management (MADMAN) Working Group. It is based on an earlier MIB designed by S. Kille, T. Lenggenhager, D. Partain, and W. Yeong. The Electronic Mail Association's TSC committee was instrumental in providing feedback on and suggesting enhancements to RFC 1565 [11] that have led to the present document.

References

[1] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Structure of Management Information for Version
    2 of the Simple Network Management Protocol (SNMPv2)", RFC 1902,
    January 1996.

[2] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Textual Conventions for Version 2 of the Simple
    Network Management Protocol (SNMPv2)", RFC 1903, January 1996.

[3] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Conformance Statements for Version 2 of the
    Simple Network Management Protocol (SNMPv2)", RFC 1904, January
    1996.

[4] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Protocol Operations for Version 2 of the Simple
    Network Management Protocol (SNMPv2)", RFC 1905, January 1996.

[5] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Transport Mappings for Version 2 of the Simple
    Network Management Protocol (SNMPv2)", RFC 1906, January 1996.

[6] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Management Information Base for Version 2 of the
    Simple Network Management Protocol (SNMPv2)", RFC 1907, January
    1996.

[7] SNMPv2 Working Group, Case, J., McCloghrie, K., Rose, M., and

    S. Waldbusser, "Coexistence between Version 1 and Version 2 of
    the Internet-standard Network Management Framework", RFC 1908,
    January 1996.

[8] Kille, S., "A String Representation of Distinguished Names", RFC

    1779, March 1995.

[9] Kille, S., "Mapping between X.400(1988) / ISO 10021 and RFC

    822", RFC 1327, May 1992.

[10] Berners-Lee, T., Masinter, L. and M. McCahill, Uniform Resource

    Locators (URL)", RFC 1738, December 1994.

[11] Freed, N., and S. Kille, "Network Services Monitoring MIB", RFC

    1565, January 1994.

10. Security Considerations

This MIB does not offer write access, and as such cannot be used to actively attack a system. However, this MIB does provide passive information about the existance, type, and configuration of applications on a given host that could potentially indicate some sort of vulnerability. Finally, the information MIB provides about network usage could be used to analyze network traffic patterns.

11. Author and Chair Addresses

Ned Freed Innosoft International, Inc. 1050 Lakes Drive West Covina, CA 91790 USA

Phone: +1 626 919 3600 Fax: +1 626 919 3614 EMail: [email protected]

Steve Kille, MADMAN WG Chair ISODE Consortium The Dome, The Square Richmond TW9 1DT UK

Phone: +44 181 332 9091 EMail: [email protected]

12. Full Copyright Statement

Copyright (C) The Internet Society (1998). All Rights Reserved.

This document and translations of it may be copied and furnished to others, and derivative works that comment on or otherwise explain it or assist in its implementation may be prepared, copied, published and distributed, in whole or in part, without restriction of any kind, provided that the above copyright notice and this paragraph are included on all such copies and derivative works. However, this document itself may not be modified in any way, such as by removing the copyright notice or references to the Internet Society or other Internet organizations, except as needed for the purpose of developing Internet standards in which case the procedures for copyrights defined in the Internet Standards process must be followed, or as required to translate it into languages other than English.

The limited permissions granted above are perpetual and will not be revoked by the Internet Society or its successors or assigns.

This document and the information contained herein is provided on an "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.